RAVEN'SWING ASSET MANAGEMENT, INC.
CRD #118234 SEC #801-67982 SANTA FE, NM (505) 988-4022
SEC Registered
Total AUM
$15.6M
Discretionary
$15.6M
Employees
5
Clients
--
Accounts
12
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CANTOR, DAVID, AARON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CANTOR, DAVID, AARON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| CANTOR, DAVID, AARON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
NM
Address
214 MCKENZIE STREETSANTA FE, NM 87501
United States
Phone: (505) 988-4022