MCCARTHY ASSET MANAGEMENT, INC.
CRD #118285 SEC #801-60897 REDWOOD SHORES, CA (650) 610-9540
SEC Registered
Total AUM
$377.9M
Discretionary
$377.9M
Employees
4
Clients
51
Accounts
829
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALHORN, WILLIAM, BERTIL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALHORN, WILLIAM, BERTIL | I | CCO | NA | |
| ALHORN, WILLIAM, BERTIL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALHORN, WILLIAM, BERTIL | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALHORN, WILLIAM, BERTIL | I | CCO | NA | |
| ALHORN, WILLIAM, BERTIL | I | CCO | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BERTOLUCCI, ANTHONY, JOHN | I | DIRECTOR OF COMPLIANCE | NA | |
| BULANKOV, ALEXEY | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| BULANKOV, ALEXEY | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| BULANKOV, ALEXEY | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| BULANKOV, ALEXEY | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| BULANKOV, ALEXEY | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| BULANKOV, ALEXEY | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEPHEN, PETER | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCARTHY, STEVE, PETER | I | SOLE PROPRIETOR | E | Control |
| MCCARTHY, STEVE, PETER | I | SOLE PROPRIETOR | E | Control |
| MCCARTHY, STEVE, PETER | I | SOLE PROPRIETOR | E | Control |
| MCCARTHY, STEVE, PETER | I | SOLE PROPRIETOR | E | Control |
Registrations
Federal
IA
Mar 8, 2025 REGISTERED
Notice Filings (6)
AZ CA NE NV TX VT
Address
3 LAGOON DRIVE, SUITE 155REDWOOD SHORES, CA 94065
United States
Phone: (650) 610-9540