HEFFERNAN INVESTMENT ADVISORS, INC.
CRD #118369 SEC #801-66890 SAN FRANCISCO, CA (415) 778-0300
SEC Registered Disclosures
Total AUM
$87.3M
Discretionary
$87.3M
Employees
1
Clients
11
Accounts
255
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOEHR, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEFFERNAN, FRANCIS, MICHAEL | I | CFO | NA | |
| HEFFERNAN, FRANCIS, MICHAEL | I | CFO | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | |
| HEFFERNAN, FRANCIS, MICHAEL | I | CFO | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CFO | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CFO | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CFO | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CFO | NA | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | CFO | NA | Control |
| NEWMAN, ROBIN, P | I | SECRETARY | NA | |
| NEWMAN, ROBIN, P | I | SECRETARY | NA | |
| NEWMAN, ROBIN, P | I | SECRETARY | NA | |
| NEWMAN, ROBIN, P | I | SECRETARY | NA | |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SALIBA, MARCELLA, MOLINARE | I | SECRETARY | NA | |
| SALIBA, MARCELLA, MOLINARE | I | SECRETARY | NA | |
| SALIBA, MARCELLA, MOLINARE | I | SECRETARY | NA | |
| SALIBA, MARCELLA, MOLINARE | I | SECRETARY | NA | |
| SALIBA, MARCELLA, MOLINARE | I | SECRETARY | NA | |
| SALIBA, MARCELLA, MOLINARE | I | SECRETARY | NA | |
| SALIBA, MARCELLA, MOLINARE | I | SECRETARY | NA | |
| WILLIAMS, STEVE | I | CEO | NA | Control |
| WILLIAMS, STEVE | I | PRESIDENT | NA | Control |
| WILLIAMS, STEVE | I | PRESIDENT | NA | Control |
| WILLIAMS, STEVE | I | PRESIDENT | NA | Control |
| WILLIAMS, STEVE | I | CEO | NA | Control |
| WILLIAMS, STEVE | I | CEO | NA | Control |
| WILLIAMS, STEVE | I | CEO | NA | Control |
| WILLIAMS, STEVE | I | CEO | NA | Control |
| WILLIAMS, STEVE | I | CEO | NA | Control |
| WILLIAMS, STEVE | I | CEO | NA | Control |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | E | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | D | |
| HEFFERNAN INSURANCE BROKERS | DE | SHAREHOLDER | D | |
| RYAN, ANDREW, WILLIAM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| RYAN, ANDREW, WILLIAM | I | CHIEF INVESTMENT OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
| HEFFERNAN, FRANCIS, MICHAEL | I | HEFF. INS. BRK | D | Control |
Registrations
Federal
IA
Jul 14, 2012 REGISTERED
Notice Filings (2)
CA TX
Address
120 HOWARD STREET, SUITE 550SAN FRANCISCO, CA 94105
United States
Phone: (415) 778-0300