RIA Intelligence

WASMER, SCHROEDER & COMPANY, LLC

CRD #118421 SEC #801-60948 CLEVELAND, OH 216-622-0000
SEC Registered
Total AUM
$90M
Discretionary
$90M
Employees
5
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 8, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WASMER, SCHROEDER & COMPANY, INC.DEMINORITY OWNERD Control
WASMER, SCHROEDER & COMPANY, INC.DEMINORITY OWNERD Control
WASMER, SCHROEDER & COMPANY, INC.DEMINORITY OWNERD Control
MAJOROS, JOHN, STEPHENIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
MAJOROS, JOHN, STEPHENIPRINCIPAL/CCOC Control
MAJOROS, JOHN, STEPHENIPRINCIPAL/CCOC Control
MAJOROS, JOHN, STEPHENIPRINCIPAL/CCOC Control
MAJOROS, JOHN, STEPHENIPRINCIPAL/CCOC Control
RICHMOND, THOMAS, NOYESIPRINCIPALC Control
RICHMOND, THOMAS, NOYESIPRINCIPALC Control
RICHMOND, THOMAS, NOYESIPRINCIPALC Control
RICHMOND, THOMAS, NOYESIPRINCIPALC Control
RICHMOND, THOMAS, NOYESIPRINCIPALC Control
WASMER, SCHROEDER & COMPANY, INC.DEMINORITY OWNERC Control
WASMER, SCHROEDER & COMPANY, INC.DEMINORITY OWNERC Control

Registrations

Federal

IA
Sep 8, 2005 REGISTERED

Notice Filings (1)

OH

Address

1220 WEST 6TH STREET
SUITE 500
CLEVELAND, OH 44113
USA
Phone: 216-622-0000