J M BROWN & ASSOCIATES, INC.
Legal name: J M BROWN FINANCIAL PARTNERS
CRD #118427 SEC #801-130747 TULSA, OK 918-496-5460
SEC Registered
Total AUM
$158M
Discretionary
$158M
Employees
8
Clients
0
Accounts
934
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, JAMES, MARTIN | I | CONSULTANT | NA | |
| BROWN, JAMES, MARTIN | I | CONSULTANT | NA | |
| BROWN, JAMES, MARTIN | I | CONSULTANT | NA | |
| BROWN, JAMES, MARTIN | I | CONSULTANT | NA | |
| BROWN, JAMES, MARTIN | I | CONSULTANT | NA | |
| BROWN, JAMES, MARTIN | I | CONSULTANT | NA | |
| BROWN, JAMES, MARTIN | I | CONSULTANT | NA | |
| BROWN, JAMES, MARTIN | I | CONSULTANT | NA | |
| BROWN, JAMES, MARTIN | I | CONSULTANT | NA | |
| BROWN, RONALD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, RONALD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, RONALD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, RONALD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, RONALD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, RONALD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, JAMES, MARTIN | I | CHAIRMAN AND SECRETARY | E | Control |
| BROWN, JAMES, MARTIN | I | CHAIRMAN AND SECRETARY | E | Control |
| BROWN, JAMES, MARTIN | I | CHAIRMAN AND SECRETARY | E | Control |
| BROWN, JAMES, MARTIN | I | CHAIRMAN AND SECRETARY | E | Control |
| BROWN, JAMES, MARTIN | I | CHAIRMAN AND SECRETARY | E | Control |
| BROWN, JAMES, MARTIN | I | CHAIRMAN AND SECRETARY | E | Control |
| BROWN, JAMES, MARTIN | I | CHAIRMAN AND SECRETARY | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RONALD, ALAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 5, 2025 REGISTERED
Notice Filings (4)
AR MN OK TX
Address
7060 S. YALESUITE 701
TULSA, OK 74136-5740
United States
Phone: 918-496-5460