DB ADVISORS, L.L.C.
CRD #118456 SEC #801-61685 NEW YORK, NY 212-454-5506
SEC Registered
Total AUM
$915.5M
Discretionary
$915.5M
Employees
--
Clients
0
Accounts
16
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 16, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIGLER, PAUL, GRAY | I | MANAGING DIRECTOR | NA | Control |
| BIGLER, PAUL, GRAY | I | MANAGING DIRECTOR | NA | Control |
| BIGLER, PAUL, GRAY | I | MANAGING DIRECTOR | NA | Control |
| CULLEN, MARK, HUNTER | I | MANAGING DIRECTOR | NA | Control |
| EHRENBERG, ROGER | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| EHRENBERG, ROGER | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| EHRENBERG, ROGER | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| GUO, SHENGBEI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GUO, SHENGBEI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GUO, SHENGBEI | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HITCHON, JONATHAN, WILLIAM | I | CHIEF OPERATING OFFICER/MD | NA | Control |
| HITCHON, JONATHAN, WILLIAM | I | CHIEF OPERATING OFFICER/MD | NA | Control |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACMULLIN, RODERICK, G. | I | DIRECTOR | NA | Control |
| MORRIS, STEVEN, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MORRIS, STEVEN, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MORRIS, STEVEN, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLS, TRACY | I | DIRECTOR | NA | Control |
| DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | DE | STOCKHOLDER | E | Control |
| DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | DE | STOCKHOLDER | E | Control |
| DEUTSCHE BANK U.S. FINANCIAL MARKETS HOLDING CORP. | DE | STOCKHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DEUTSCHE BANK AG | FE | TAUNUS CORPORATION | E | Control |
| DEUTSCHE BANK AG | FE | TAUNUS CORPORATION | E | Control |
| DEUTSCHE BANK AG | FE | TAUNUS CORPORATION | E | Control |
| TAUNUS CORPORATION | DE | DEUTSCHE BANK AMERICAS HOLDING CORP. | E | Control |
| TAUNUS CORPORATION | DE | DEUTSCHE BANK AMERICAS HOLDING CORP. | E | Control |
| TAUNUS CORPORATION | DE | DEUTSCHE BANK AMERICAS HOLDING CORP. | E | Control |
| DEUTSCHE BANK AMERICAS HOLDING CORP. | DE | DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | C | Control |
| DEUTSCHE BANK AMERICAS HOLDING CORP. | DE | DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | C | Control |
| DEUTSCHE BANK AMERICAS HOLDING CORP. | DE | DEUTSCHE BANK U.S. FINANCIAL MARKETS HOLDING CORP. | C | Control |
| TAUNUS CORPORATION | DE | DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | C | Control |
| TAUNUS CORPORATION | DE | DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | C | Control |
| TAUNUS CORPORATION | DE | DEUTSCHE BANK U.S. FINANCIAL MARKETS HOLDING CORP. | C | Control |
Registrations
Federal
IA
Jan 16, 2004 REGISTERED
Notice Filings (1)
CT
Address
280 PARK AVENUENEW YORK, NY 10017
USA
Phone: 212-454-5506