GORDON ASSET MANAGEMENT, LLC
CRD #118471 SEC #801-61670 DURHAM, NC 919-313-6650
SEC Registered
Total AUM
$199.4M
Discretionary
$188.5M
Employees
5
Clients
101
Accounts
458
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 3, 2024
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | NA | |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| GORDON, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER/MANAGING PRINCIPAL | NA | Control |
| KEEDY, CHRISTIAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | NA | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | NA | |
| MISENHEIMER, DAVID, TODD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| MOORE, JOSEPH, GLENN | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | |
| STOGNER, JAMES, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| STOGNER, JAMES, ROBERT | I | EXECUTIVE VICE-PRESIDENT | NA | |
| ZEMPEL INVESTMENTS, LLC | DE | OWNER | NA | |
| ZEMPEL INVESTMENTS, LLC | DE | OWNER | NA | |
| ZEMPEL INVESTMENTS, LLC | DE | OWNER | NA | |
| ZEMPEL INVESTMENTS, LLC | DE | OWNER | NA | |
| ZEMPEL INVESTMENTS, LLC | DE | OWNER | NA | |
| ZEMPEL INVESTMENTS, LLC | DE | OWNER | NA | |
| ZEMPEL INVESTMENTS, LLC | DE | OWNER | NA | |
| ZEMPEL INVESTMENTS, LLC | DE | OWNER | NA | |
| ZEMPEL INVESTMENTS, LLC | DE | OWNER | NA | |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| FBO JODADDY REV TRUST DTD 03/2002 | DE | SHAREHOLDER | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | E | Control |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR FBO JODADDY REV TRUST DTD 03/2002 | E | Control |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR FBO JODADDY REV TRUST DTD 03/2002 | E | Control |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR FBO JODADDY REV TRUST DTD 03/2002 | E | Control |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR FBO JODADDY REV TRUST DTD 03/2002 | E | Control |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR FBO JODADDY REV TRUST DTD 03/2002 | E | Control |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR FBO JODADDY REV TRUST DTD 03/2002 | E | Control |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR FBO JODADDY REV TRUST DTD 03/2002 | E | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | D | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | D | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | D | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | D | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT | C | Control |
| GORDON, JOSEPH, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| JODADDY REVOCABLE TRUST | DE | SHAREHOLDER | C | Control |
| JODADDY REVOCABLE TRUST | DE | SHAREHOLDER | C | Control |
| MISENHEIMER, DAVID, TODD | I | PARTNER | C | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | C | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | C | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | C | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | C | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | C | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | C | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | C | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | C | |
| 010104 IRREVOCABLE TRUST FBO JAMES HOOPER AND OTHERS | DE | SHAREHOLDER | B | |
| 010104 IRREVOCABLE TRUST FBO JAMES HOOPER AND OTHERS | DE | SHAREHOLDER | B | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | B | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | B | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | B | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | B | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | B | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | B | |
| 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | DE | SHAREHOLDER | B | |
| ASM CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | B | Control |
| ASM CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | B | Control |
| ASM CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | B | Control |
| ASM CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | B | Control |
| ASM CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | B | Control |
| ASM CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | B | Control |
| ASM CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | B | Control |
| ASM CAPITAL CORP. | DE | SHAREHOLDER | B | |
| ASM CAPITAL CORP. | DE | SHAREHOLDER | B | |
| ASM CAPITAL CORP. | DE | SHAREHOLDER | B | |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GIBRALTAR FINANCIAL, LLC | DE | GIBRALTAR FINANCIAL, LLC | B | Control |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR 2004 IRREVOCABLE TRUST | B | |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR 2004 IRREVOCABLE TRUST | B | |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR 2004 IRREVOCABLE TRUST | B | |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR 2004 IRREVOCABLE TRUST | B | |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR 2004 IRREVOCABLE TRUST | B | |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR 2004 IRREVOCABLE TRUST | B | |
| GORDON, JOSEPH, MICHAEL | I | JOSEPH M. GORDON, TRUSTEE FOR 2004 IRREVOCABLE TRUST | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | PARTNER/SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | SHAREHOLDER | B | |
| GUARDIAN CAPITAL ADVISORS, LLC | DE | SHAREHOLDER | B | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | B | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | B | |
| MISENHEIMER, DAVID, TODD | I | PARTNER | B | |
| RUSSELL BRENTON SMITH REVOCABLE TRUST DATED MARCH 20, 2002 | DE | SHAREHOLDER | B | Control |
| RUSSELL BRENTON SMITH REVOCABLE TRUST DATED MARCH 20, 2002 | DE | SHAREHOLDER | B | Control |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | B | |
| SMITH, RUSSELL, BRENTON | I | SHAREHOLDER | B | |
| CDK CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | A | Control |
| CDK CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | A | Control |
| CDK CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | A | Control |
| CDK CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | A | Control |
| CDK CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | A | Control |
| CDK CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | A | Control |
| CDK CAPITAL CORP. | DE | PARTNER/SHAREHOLDER | A | Control |
| CDK CAPITAL CORP. | DE | SHAREHOLDER | A | |
| JOHNSON, DEANN, Y | I | PARTNER | A | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | A | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | A | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | A | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | A | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | A | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | A | |
| KEEDY, CHRISTIAN, DAVID | I | PARTNER / CHIEF COMPLIANCE OFFICER | A | |
| MISENHEIMER, DAVID, TODD | I | CHIEF COMPLIANCE OFFICER | A | |
| MISENHEIMER, DAVID, TODD | I | CHIEF COMPLIANCE OFFICER / PARTNER | A | |
| MISENHEIMER, DAVID, TODD | I | CHIEF COMPLIANCE OFFICER / PARTNER | A | |
| MISENHEIMER, DAVID, TODD | I | CHIEF COMPLIANCE OFFICER / PARTNER | A | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | A | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | A | |
| SMITH, RUSSELL, BRENTON | I | PARTNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GORDON, JOSEPH, MICHAEL | I | 010104 IRREVOCABLE TRUST FBO JAMES HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | 010104 IRREVOCABLE TRUST FBO JAMES HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | 2004 IRREVOCABLE TRUST FBO HOOPER AND OTHERS | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | FBO JODADDY REV TRUST DTD 03/2002 | F | Control |
| GORDON, JOSEPH, MICHAEL | I | JODADDY REVOCABLE TRUST | E | Control |
| GORDON, JOSEPH, MICHAEL | I | JODADDY REVOCABLE TRUST | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| HENSLEY, MICHAEL, JAY | I | GUARDIAN CAPITAL ADVISORS, LLC | E | Control |
| KEEDY, CHRISTIAN, DAVID | I | CDK CAPITAL CORP. | E | |
| KEEDY, CHRISTIAN, DAVID | I | CDK CAPITAL CORP. | E | |
| KEEDY, CHRISTIAN, DAVID | I | CDK CAPITAL CORP. | E | |
| KEEDY, CHRISTIAN, DAVID | I | CDK CAPITAL CORP. | E | |
| KEEDY, CHRISTIAN, DAVID | I | CDK CAPITAL CORP. | E | |
| KEEDY, CHRISTIAN, DAVID | I | CDK CAPITAL CORP. | E | |
| KEEDY, CHRISTIAN, DAVID | I | CDK CAPITAL CORP. | E | |
| KEEDY, CHRISTIAN, DAVID | I | CDK CAPITAL CORP. | E | Control |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | Control |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | Control |
| MISENHEIMER, DAVID, TODD | I | ASM CAPITAL CORP. | E | Control |
| SMITH, RUSSELL, BRENTON | I | RUSSELL BRENTON SMITH REVOCABLE TRUST DATED MARCH 20, 2002 | E | Control |
| SMITH, RUSSELL, BRENTON | I | RUSSELL BRENTON SMITH REVOCABLE TRUST DATED MARCH 20, 2002 | E | Control |
| ZEMPEL, TODD, EDWARD | I | ZEMPEL INVESTMENTS, LLC | E | Control |
| ZEMPEL, TODD, EDWARD | I | ZEMPEL INVESTMENTS, LLC | E | Control |
| ZEMPEL, TODD, EDWARD | I | ZEMPEL INVESTMENTS, LLC | E | Control |
| ZEMPEL, TODD, EDWARD | I | ZEMPEL INVESTMENTS, LLC | E | Control |
| ZEMPEL, TODD, EDWARD | I | ZEMPEL INVESTMENTS, LLC | E | Control |
| ZEMPEL, TODD, EDWARD | I | ZEMPEL INVESTMENTS, LLC | E | Control |
| ZEMPEL, TODD, EDWARD | I | ZEMPEL INVESTMENTS, LLC | E | Control |
| ZEMPEL, TODD, EDWARD | I | ZEMPEL INVESTMENTS, LLC | E | Control |
| ZEMPEL, TODD, EDWARD | I | ZEMPEL INVESTMENTS, LLC | E | Control |
Registrations
Federal
IA
Apr 3, 2024 REGISTERED
Notice Filings (10)
AZ CA FL LA NC SC TN TX VA WI
Address
4721 EMPEROR BLVD.SUITE 250
DURHAM, NC 27703
United States
Phone: 919-313-6650