VIKING ASSET MANAGEMENT, LLC
CRD #118523 SEC #802-76010 (650) 638-0550
State Registered Exempt Reporting Private Funds
Total AUM
$65.9M
Discretionary
$65.9M
Employees
--
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 7, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCDONNELL, WILLIAM, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCDONNELL, WILLIAM, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCDONNELL, WILLIAM, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BENZ, PETER, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BENZ, PETER, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BENZ, PETER, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BENZ, PETER, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BENZ, PETER, THOMAS | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BENZ, PETER, THOMAS | I | CHAIRMAN AND MANAGING MEMBER | C | Control |
| BENZ, PETER, THOMAS | I | CHAIRMAN AND MANAGING MEMBER | C | Control |
| BENZ, PETER, THOMAS | I | CHAIRMAN AND MANAGING MEMBER | C | Control |
| BENZ, PETER, THOMAS | I | CHAIRMAN AND MANAGING MEMBER | C | Control |
| BENZ, PETER, THOMAS | I | CHAIRMAN AND MANAGING MEMBER | C | Control |
| BENZ, PETER, THOMAS | I | CHAIRMAN AND MANAGING MEMBER | C | Control |
| BENZ, PETER, THOMAS | I | CHAIRMAN AND MANAGING MEMBER | C | Control |
| BENZ, PETER, THOMAS | I | CHAIRMAN AND MANAGING MEMBER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | MANAGING MEMBER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | MANAGING MEMBER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | MANAGING MEMBER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | MANAGING MEMBER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | MANAGING MEMBER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | PRESIDENT AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | PRESIDENT AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | PRESIDENT AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | PRESIDENT AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | PRESIDENT AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | PRESIDENT AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | PRESIDENT AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| OKAMOTO, MERRICK, DEAN | I | PRESIDENT AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| ADVANTAGE DUTY FREE, INC. | FE | MEMBER | B | |
| ADVANTAGE DUTY FREE, INC. | FE | MEMBER | B | |
| ADVANTAGE DUTY FREE, INC. | FE | MEMBER | B | |
| BENZ, PETER, THOMAS | I | MANAGING MEMBER | B | Control |
| BENZ, PETER, THOMAS | I | MANAGING MEMBER | B | Control |
| BENZ, PETER, THOMAS | I | MANAGING MEMBER | B | Control |
| BENZ, PETER, THOMAS | I | MANAGING MEMBER | B | Control |
| COLESON, WAYNE, HAROLD | I | MEMBER | B | |
| COLESON, WAYNE, HAROLD | I | MEMBER | B | Control |
| COLESON, WAYNE, HAROLD | I | MEMBER | B | |
| COLESON, WAYNE, HAROLD | I | MEMBER | B | Control |
| GHILLIE FINANZ, AG | FE | MEMBER | B | |
| GLOB STRAT FINANCE INC. | FE | MEMBER | B | |
| OKAMOTO, MERRICK, DEAN | I | MANAGING MEMBER | B | Control |
| OKAMOTO, MERRICK, DEAN | I | MANAGING MEMBER | B | Control |
| OKAMOTO, MERRICK, DEAN | I | MANAGING MEMBER | B | Control |
| OKAMOTO, MERRICK, DEAN | I | MANAGING MEMBER | B | Control |
| RUDOLPH, STEPHEN, MICHAEL | I | MANAGING MEMBER/CFO | B | Control |
| RUDOLPH, STEPHEN, MICHAEL | I | MANAGING MEMBER/CFO | B | Control |
| RUDOLPH, STEPHEN, MICHAEL | I | MANAGING MEMBER/CFO | B | Control |
| RUDOLPH, STEPHEN, MICHAEL | I | MANAGING MEMBER/CFO | B | Control |
| RUDOLPH, STEPHEN, MICHAEL | I | MANAGING MEMBER/CFO | B | Control |
| TUCKER ADVISORS CORP. | FE | MEMBER | B | |
| TUCKER ADVISORS CORP. | FE | MEMBER | B | |
| TUCKER ADVISORS CORP. | FE | MEMBER | B | |
| PATTERSON, ERIC, DOUGLAS | I | MEMBER | A | |
| RUDOLPH, STEPHEN, MICHAEL | I | MANAGING MEMBER/CFO | A | Control |
| RUDOLPH, STEPHEN, MICHAEL | I | MANAGING MEMBER/CFO | A | Control |
| RUDOLPH, STEPHEN, MICHAEL | I | MANAGING MEMBER/CFO/CCO | A | Control |
| RUDOLPH, STEPHEN, MICHAEL | I | MANAGING MEMBER/CFO | A | Control |
Registrations
Federal
ERA
Dec 7, 2021 REGISTERED
Notice Filings (1)
CA
Address
Phone: (650) 638-0550