K2 ADVISORS, L.L.C.
CRD #118535 SEC #801-61859 STAMFORD, CT 203-348-5252
SEC Registered
Total AUM
$2B
Discretionary
$2B
Employees
5
Clients
--
Accounts
19
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 5, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTIE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER - MANAGING DIRECTOR | NA | Control |
| CHRISTIE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER - MANAGING DIRECTOR | NA | Control |
| CHRISTIE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER - MANAGING DIRECTOR | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, BJORN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOUGLASS, LYNN | I | TRUSTEE OF THE WAD FAMILY TRUST | NA | |
| DOUGLASS, LYNN | I | TRUSTEE OF THE WAD FAMILY TRUST | NA | |
| DOUGLASS, LYNN | I | TRUSTEE OF THE WAD FAMILY TRUST | NA | |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| DOUGLASS, WILLIAM, ANGUS | I | DIRECTOR | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FERGUSON, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| FIRGELESKI, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIRGELESKI, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIRGELESKI, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIRGELESKI, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIRGELESKI, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIRGELESKI, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARCIA DE MADARIAGA, ELENA | I | GENERAL COUNSEL-CHIEF COMPLIANCE OFFICER - MANAGING DIRECTOR | NA | |
| GARCIA DE MADARIAGA, ELENA | I | GENERAL COUNSEL-CHIEF COMPLIANCE OFFICER - MANAGING DIRECTOR | NA | |
| GARCIA DE MADARIAGA, ELENA | I | GENERAL COUNSEL-CHIEF COMPLIANCE OFFICER - MANAGING DIRECTOR | NA | |
| HORNBOSTEL, JOHN, PATRICK | I | GENERAL COUNSEL | NA | |
| HORNBOSTEL, JOHN, PATRICK | I | GENERAL COUNSEL | NA | |
| HORNBOSTEL, JOHN, PATRICK | I | GENERAL COUNSEL | NA | |
| HORNBOSTEL, JOHN, PATRICK | I | GENERAL COUNSEL | NA | |
| HORNBOSTEL, JOHN, PATRICK | I | GENERAL COUNSEL | NA | |
| HORNBOSTEL, JOHN, PATRICK | I | GENERAL COUNSEL | NA | |
| HORNBOSTEL, JOHN, PATRICK | I | GENERAL COUNSEL | NA | |
| HORNBOSTEL, JOHN, PATRICK | I | GENERAL COUNSEL | NA | |
| HORNBOSTEL, JOHN, PATRICK | I | GENERAL COUNSEL | NA | |
| JONES, ROBERT, WILLIAM | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| JONES, ROBERT, WILLIAM | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| JONES, ROBERT, WILLIAM | I | CHIEF OPERATING OFFICER - MANAGING DIRECTOR | NA | Control |
| JONES, ROBERT, WILLIAM | I | CHIEF OPERATING OFFICER - MANAGING DIRECTOR | NA | Control |
| JONES, ROBERT, WILLIAM | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| JONES, ROBERT, WILLIAM | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| JONES, ROBERT, WILLIAM | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| JONES, ROBERT, WILLIAM | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| JONES, ROBERT, WILLIAM | I | CHIEF OPERATING OFFICER - MANAGING DIRECTOR | NA | |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| KAFKER, ROGER, B. | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| SAUNDERS, DAVID, CHARLES | I | DIRECTOR | NA | Control |
| WAINWRIGHT, JONATHAN, MAYHEW | I | TRUSTEE OF THE WAD FAMILY TRUST | NA | |
| WAINWRIGHT, JONATHAN, MAYHEW | I | TRUSTEE OF THE WAD FAMILY TRUST | NA | |
| WAINWRIGHT, JONATHAN, MAYHEW | I | TRUSTEE OF THE WAD FAMILY TRUST | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| WATSON, GARY, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | DE | 100 % OWNER | E | Control |
| DOUGLASS, WILLIAM, ANGUS | I | FOUNDING MANAGING DIRECTOR, MEMBER | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | FOUNDING MANAGING DIRECTOR | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | FOUNDING MANAGING DIRECTOR | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | FOUNDING MANAGING DIRECTOR, MEMBER | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | FOUNDING MANAGING DIRECTOR, MEMBER | C | Control |
| SAUNDERS, DAVID, CHARLES | I | FOUNDING MANAGING DIRECTOR, MEMBER | C | Control |
| SAUNDERS, DAVID, CHARLES | I | FOUNDING MANAGING DIRECTOR | C | Control |
| SAUNDERS, DAVID, CHARLES | I | FOUNDING MANAGING DIRECTOR | C | Control |
| SAUNDERS, DAVID, CHARLES | I | FOUNDING MANAGING DIRECTOR, MEMBER | C | Control |
| SAUNDERS, DAVID, CHARLES | I | FOUNDING MANAGING DIRECTOR, MEMBER | C | Control |
| WAD FAMILY TRUST | DE | MEMBER | A | |
| WAD FAMILY TRUST | DE | MEMBER | A | |
| WAD FAMILY TRUST | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| K2 ADVISORS HOLDINGS, LLC | DE | K2 ADVISORS SUBSIDIARY HOLDINGS, LLC | E | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| DOUGLASS, WILLIAM, ANGUS | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| SAUNDERS, DAVID, CHARLES | I | K2 ADVISORS HOLDINGS, LLC | C | Control |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C | |
| TA X LP | DE | K2 ADVISORS HOLDINGS, LLC | C |
Registrations
Federal
IA
May 5, 2010 REGISTERED
Notice Filings (3)
CA CT IL
Address
300 ATLANTIC STREET12TH FLOOR
STAMFORD, CT 6901
United States
Phone: 203-348-5252