ADVISOR FINANCIAL SERVICES INC
Legal name: ADVISOR FINANCIAL SERVICES, INC.
CRD #118537 SEC #801-113326 CHATHAM, NY 804-234-8600
SEC Registered
Total AUM
$56M
Discretionary
$56M
Employees
2
Clients
101
Accounts
420
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 3, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
| LUCK, DAVID, CARL | I | CCO | E | Control |
Registrations
Federal
IA
Jun 3, 2025 REGISTERED
Notice Filings (2)
NY VA
Address
1 TACONIC PLCHATHAM, NY 12037
United States
Phone: 804-234-8600