RIA Intelligence

FINANCIAL PLANNING CONSULTANTS, LLC

CRD #118547 SEC #801-100504 SAN JOSE, CA 408-287-7911
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 31, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DAVIS, EDWARD, ALLENIMEMBERB
DAVIS, EDWARD, ALLENIMEMBERB
DAVIS, EDWARD, ALLENIMEMBERB
DAVIS, EDWARD, ALLENIMEMBERB Control
DAVIS, EDWARD, ALLENIMEMBERB Control
DAVIS, EDWARD, ALLENIMEMBERB
DAVIS, EDWARD, ALLENIMEMBERB
DOOLIN, DAVID, BRIANIMEMBERB
DOOLIN, DAVID, BRIANIMEMBERB
DOOLIN, DAVID, BRIANIMEMBERB
DOOLIN, DAVID, BRIANIMEMBERB Control
DOOLIN, DAVID, BRIANIMEMBERB Control
DOOLIN, DAVID, BRIANIMEMBERB
DOOLIN, DAVID, BRIANIMEMBERB
KAWAMOTO, JOHN, RIMEMBERB
KAWAMOTO, JOHN, ROBERTIMEMBERB
KAWAMOTO, JOHN, ROBERTIMEMBERB
KAWAMOTO, JOHN, ROBERTIMEMBERB Control
KAWAMOTO, JOHN, ROBERTIMEMBERB Control
KAWAMOTO, JOHN, ROBERTIMEMBERB
KAWAMOTO, JOHN, ROBERTIMEMBERB
PARKINSON, MARC, GORDONIMEMBER, CHIEF COMPLIANCE OFFICERB
PARKINSON, MARC, GORDONIMEMBER, CHIEF COMPLIANCE OFFICERB
PARKINSON, MARC, GORDONIMEMBER, CHIEF COMPLIANCE OFFICERB
PARKINSON, MARC, GORDONIMEMBER, CHIEF COMPLIANCE OFFICERB Control
PARKINSON, MARC, GORDONIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERB Control
PARKINSON, MARC, GORDONIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERB Control
PARKINSON, MARC, GORDONIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERB Control
WAGSTAFF, THOMAS, ALANIMEMBERB
WAGSTAFF, THOMAS, ALANIMEMBERB
WAGSTAFF, THOMAS, ALANIMEMBERB
WAGSTAFF, THOMAS, ALANIMEMBERB Control
WAGSTAFF, THOMAS, ALANIMEMBERB Control
WAGSTAFF, THOMAS, ALANIMEMBERB
WAGSTAFF, THOMAS, ALANIMEMBERB

Registrations

Federal

IA
May 31, 2017 REGISTERED

Notice Filings (1)

CA

Address

333 WEST SANTA CLARA
SUITE 830
SAN JOSE, CA 95113-1713
United States
Phone: 408-287-7911