GERSTEIN, FISHER & ASSOCIATES, INC.
Legal name: GERSTEIN FISHER
CRD #118551 SEC #801-60870 NEW YORK, NY 212 968-0707
SEC Registered Broker-Dealer
Total AUM
$1.9B
Discretionary
$1.9B
Employees
45
Clients
1
Accounts
5,880
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 1, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| JOLLIE, WILLIAM, ALBERT | I | HEAD OF INVESTMENT OPERATIONS | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTZ, ROBERT, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CEO AND CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT AND CEO | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT AND CEO | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT AND CEO | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| FISHER, GREGG, SCOTT | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
Registrations
Federal
IA
Aug 1, 2016 REGISTERED
Notice Filings (27)
AZ CA CO CT DC FL GA IL KY MA MD MI MN NC NH NJ NV NY OH OR PA RI TX UT VA VT WA
Address
565 FIFTH AVENUE27TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212 968-0707