TRIAD FINANCIAL ADVISORS, INC.
CRD #118583 SEC #801-80645 GREENSBORO, NC 336-230-0071
SEC Registered
Total AUM
$863.1M
Discretionary
$842.5M
Employees
19
Clients
1
Accounts
2,470
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 1, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARROLL, JOSEPH, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARROLL, JOSEPH, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARROLL, JOSEPH, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CARSWELL, NATHANIEL, PHILLIP | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARSWELL, NATHANIEL, PHILLIP | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARSWELL, NATHANIEL, PHILLIP | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARSWELL, NATHANIEL, PHILLIP | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARSWELL, NATHANIEL, PHILLIP | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARSWELL, NATHANIEL, PHILLIP | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARSWELL, NATHANIEL, PHILLIP | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARSWELL, NATHANIEL, PHILLIP | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARSWELL, NATHANIEL, PHILLIP | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | NA | |
| O'Neal, David, Christopher | I | CHIEF OPERATING OFFICER | NA | Control |
| LEINSTER, CARTER, WISELY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LEINSTER, CARTER, WISELY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LEINSTER, CARTER, WISELY | I | PRESIDENT | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| RUSH, PATRICK, NOEL | I | PRINCIPAL | B | |
| RUSH, PATRICK, NOEL | I | PRINCIPAL | B | |
| RUSH, PATRICK, NOEL | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | B |
Registrations
Federal
IA
Dec 1, 2023 REGISTERED
Notice Filings (14)
AL CA CO FL GA IL LA MD NC NY PA SC TX VA
Address
3623 N. ELM STREETSUITE 102
GREENSBORO, NC 27455
United States
Phone: 336-230-0071