TIAA ADVISORY SERVICES, LLC
CRD #118627 SEC #801-60826 NEW YORK, NY 212-490-9000
SEC Registered
Total AUM
$2.5B
Discretionary
$2.5B
Employees
--
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 26, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMSKI, RICHARD, JOHN | I | VICE PRESIDENT AND TREASURER | NA | Control |
| ARCHIBALD, LOREN, SINCLAIR | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | NA | Control |
| BALDWIN-MOODY, CAROL, ANN | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | NA | Control |
| BLAIR, JAMES, FRANKLIN | I | DIRECTOR | NA | Control |
| CHINERY, GARY, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| CHINERY, GARY, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| DJURASOVIC, GEORGE | I | COUNSEL & ASSISTANT SECRETARY | NA | Control |
| EVANS, SCOTT, CRANE | I | MANAGER | NA | Control |
| EVANS, SCOTT, CRANE | I | MANAGER, BOARD OF MANAGERS | NA | Control |
| FORGIONE, WILLIAM, JAMES | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND CHIEF COUNSEL, INVESTMENT MANAGEMENT LAW | NA | Control |
| FORGIONE, WILLIAM, JAMES | I | CHIEF LEGAL OFFICER, VICE PRESIDENT AND CHIEF COUNSEL, INVESTMENT MANAGEMENT LAW | NA | Control |
| GIBBS, RICHARD, LAWRENCE | I | DIRECTOR | NA | Control |
| GREENE, STEWART, PAUL | I | CHIEF COUNSEL, SECURITIES LAW AND ASSISTANT SECRETARY | NA | Control |
| GREENE, STEWART, PAUL | I | CHIEF COUNSEL, SECURITIES LAW AND ASSISTANT SECRETARY | NA | Control |
| GREENE, STEWART, PAUL | I | CHIEF COUNSEL, SECURITIES LAW, SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| KORNREICH, MEREDITH, JO | I | CHIEF COUNSEL, CORPORATE FINANCE LAW & ASSISTANT SECRETARY | NA | Control |
| LEIBOWITZ, MARTIN, LEWIS | I | DIRECTOR | NA | Control |
| LUEBKE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUIK, JOSEPH, WILLIAM | I | MANAGER AND SENIOR MANAGING DIRECTOR | NA | Control |
| LUIK, JOSEPH, WILLIAM | I | DIRECTOR & SENIOR MANAGING DIRECTOR | NA | Control |
| MACCORDY, GREGORY, WAYNE | I | MANAGING DIRECTOR, PUBLIC & PRIVATE INTERNATIONAL ISSUES | NA | Control |
| MAGHIAR, LIVIA, LUCIA | I | SENIOR COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| MAGHIAR, LIVIA, LUCIA | I | SENIOR COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| MATTISON, CHARLES, ERIC | I | SENIOR COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| MATTISON, CHARLES, ERIC | I | SENIOR COUNSEL AND ASSISTANT SECRETARY | NA | Control |
| MATTISON, CHARLES, ERIC | I | SENIOR COUNSEL & ASSISTANT SECRETARY | NA | Control |
| MCCULLOUGH, GERALD, KEITH | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MCCULLOUGH, GERALD, KEITH | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| MCCULLOUGH, GERALD, KEITH | I | VICE PRESIDENT AND CHIEF ACCOUNTANT, INVESTMENTS AND CHIEF FINANCIAL OFFICER | NA | Control |
| MONRAD, ELIZABETH, ANN | I | CHIEF FINANCIAL OFFICER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| NOLES, RUSSELL, GORDON | I | MANAGER, VICE PRESIDENT AND ACTING CHIEF FINANCIAL OFFICER | NA | Control |
| OKANE, MICHAEL, THOMAS | I | MANAGER AND SENIOR MANAGING DIRECTOR | NA | Control |
| OKANE, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| SERLEN, MARK, LEONARD | I | SENIOR COUNSEL AND SECRETARY | NA | Control |
| SERLEN, MARK, LEONARD | I | SENIOR COUNSEL AND SECRETARY | NA | Control |
| SOMERS, JOHN, ARTHUR | I | MANAGER, PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SOMERS, JOHN, ARTHUR | I | MANAGER, PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SOMERS, JOHN, ARTHUR | I | DIRECTOR, PRESIDENT, CHIEF OPERATING OFFICER & CHIEF EXECUTIVE OFFICER | NA | Control |
| STAMM, CHARLES, HENRY | I | DIRECTOR | NA | Control |
| VELLEKAMP, ROGER, ALAN | I | VICE PRESIDENT, CORPORATE TAX | NA | Control |
| VELLEKAMP, ROGER, ALAN | I | VICE PRESIDENT, CORPORATE TAX | NA | Control |
| TIAA FINANCIAL SERVICES, LLC | DE | SOLE MEMBER | E | Control |
| TIAA FINANCIAL SERVICES, LLC | DE | SOLE MEMBER | E | Control |
| TIAA FINANCIAL SERVICES, LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA FINANCIAL SERVICES, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA FINANCIAL SERVICES, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA FINANCIAL SERVICES, LLC | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
Registrations
Federal
IA
May 26, 2005 REGISTERED
Address
730 THIRD AVENUE9TH FLOOR
NEW YORK, NY 10017
USA
Phone: 212-490-9000