STARKS FINANCIAL GROUP, INC.
CRD #118696 SEC #801-68146 ASHEVILLE, NC 828-285-8777
SEC Registered
Total AUM
$130.8M
Discretionary
$97M
Employees
4
Clients
101
Accounts
830
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STARKS, DAWN, GABRIELLE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STARKS, DAWN, GABRIELLE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STARKS, DAWN, GABRIELLE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STARKS, DAWN, GABRIELLE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STARKS, DAWN, GABRIELLE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STARKS, DAWN, GABRIELLE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STARKS, DAWN, GABRIELLE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 26, 2014 REGISTERED
Notice Filings (5)
FL GA LA NC TX
Address
56 CLAYTON STREETASHEVILLE, NC 28801
United States
Phone: 828-285-8777