RIA Intelligence

FINANCIAL MANAGEMENT CONCEPTS

CRD #118793 SEC #801-62030 WINTER SPRINGS, FL 407-647-7006
SEC Registered
Total AUM
$175.6M
Discretionary
$174.1M
Employees
5
Clients
101
Accounts
593

Firm Details

Organization Type
Corporation
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 20, 2021
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Fricke, Annette, MISECRETARY/TREASURERNA
Fricke, Annette, MISECRETARY/TREASURERNA
Fricke, Annette, MISECRETARY/TREASURERNA
Fricke, Annette, MISECRETARY/TREASURERNA
Fricke, Annette, MISECRETARY/TREASURERNA
Fricke, Annette, MISECRETARY/TREASURERNA
Fricke, Annette, MISECRETARY/TREASURERNA
Fricke, Annette, MISECRETARY/TREASURERNA
Fricke, Annette, MISECRETARY/TREASURERNA
Fricke, Annette, MISECRETARY/TREASURERNA
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
KELVIN, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
TERRY, BRIAN, PATRICKICHIEF COMPLIANCE OFFICERNA Control
VANORE, ANTHONY, FRANKLINICHIEF COMPLIANCE OFFICERNA Control
VANORE, ANTHONY, FRANKLINICHIEF COMPLIANCE OFFICERNA Control
VANORE, ANTHONY, FRANKLINICHIEF COMPLIANCE OFFICERNA Control
VANORE, ANTHONY, FRANKLINICHIEF COMPLIANCE OFFICERNA Control
VANORE, ANTHONY, FRANKLINICHIEF COMPLIANCE OFFICERNA Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY., TREAS. AND CHIEF COMPLIANCE OFFICERE Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY., TREAS. AND CHIEF COMPLIANCE OFFICERE Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. & TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. & TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY., TREAS. AND CHIEF COMPLIANCE OFFICERE Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENT, SECY. AND, TREAS.E Control
FRICKE, BRIAN, LEEIPRESIDENTE Control
FRICKE, BRIAN, LEEIPRESIDENTE Control
FRICKE, BRIAN, LEEIPRESIDENTE Control
FRICKE, BRIAN, LEEIPRESIDENTE Control
FRICKE, BRIAN, LEEIPRESIDENTE Control
FRICKE, BRIAN, LEEIPRESIDENTE Control
FRICKE, BRIAN, LEEIPRESIDENTE Control
FRICKE, BRIAN, LEEIPRESIDENTE Control
FRICKE, BRIAN, LEEIPRESIDENTE Control
FRICKE, BRIAN, LEEIPRESIDENTE Control

Registrations

Federal

IA
Oct 20, 2021 REGISTERED

Notice Filings (5)

FL GA NC NH TX

Address

1700 TOWN PLAZA COURT
WINTER SPRINGS, FL 32708
United States
Phone: 407-647-7006