ITAU BBA USA SECURITIES, INC.
CRD #118817 SEC #801-128491 NEW YORK, NY 212-845-0600
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
37
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
- LEI
- 5493008E85XK12EKYI22
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DACOSTA, MAURICE MICHAEL | I | FINOP | NA | Control |
| DACOSTA, MAURICE MICHAEL | I | FINOP | NA | Control |
| DACOSTA, MAURICE MICHAEL | I | FINOP | NA | Control |
| DACOSTA, MAURICE MICHAEL | I | FINOP | NA | Control |
| DUKES, MATTHEW GARDNER | I | EXECUTIVE REPRESENTATIVE | NA | Control |
| DUKES, MATTHEW GARDNER | I | EXECUTIVE REPRESENTATIVE | NA | Control |
| GLYNN, MICHAEL GERARD | I | FINOP | NA | Control |
| GLYNN, MICHAEL GERARD | I | FINOP | NA | |
| GOODALL, KENNETH RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODALL, KENNETH RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODALL, KENNETH RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODALL, KENNETH RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODALL, KENNETH RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODALL, KENNETH RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENLEES, RODERICK SINCLAIR | I | DIRECTOR | NA | Control |
| GREENLEES, RODERICK SINCLAIR | I | DIRECTOR | NA | Control |
| GREENLEES, RODERICK SINCLAIR | I | DIRECTOR | NA | Control |
| GREENLEES, RODERICK SINCLAIR | I | DIRECTOR | NA | Control |
| LINNET, LEONARD BRUNO | I | DIRECTOR | NA | Control |
| LINNET, LEONARD BRUNO | I | DIRECTOR | NA | Control |
| MCCLANAN, JULIA CHEN | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, & TREASURER | NA | Control |
| MCCLANAN, JULIA CHEN | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, & TREASURER | NA | Control |
| MCCLANAN, JULIA CHEN | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, & TREASURER | NA | Control |
| MCCLANAN, JULIA CHEN | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, & TREASURER | NA | Control |
| PASCON BASTOS, FABIANA MRS. | I | DIRECTOR | NA | Control |
| PASCON BASTOS, FABIANA MRS. | I | DIRECTOR | NA | Control |
| PASCON BASTOS, FABIANA MRS. | I | DIRECTOR | NA | Control |
| PASCON BASTOS, FABIANA MRS. | I | DIRECTOR | NA | Control |
| PASCON BASTOS, FABIANA MRS. | I | DIRECTOR | NA | Control |
| PASCON BASTOS, FABIANA MRS. | I | DIRECTOR | NA | Control |
| WILBERG, FELIPE WEIL | I | DIRECTOR | NA | |
| WILBERG, FELIPE WEIL | I | DIRECTOR | NA | |
| WILBERG, FELIPE WEIL | I | DIRECTOR | NA | |
| WILBERG, FELIPE WEIL | I | DIRECTOR | NA | |
| WILBERG, FELIPE WEIL | I | DIRECTOR | NA | Control |
| WILBERG, FELIPE WEIL | I | DIRECTOR | NA | Control |
| ITB HOLDING BRASIL PARTICIPAÇÕES LTD | FE | DIRECT OWNER | E | Control |
| ITB HOLDING BRASIL PARTICIPAÇÕES LTD | FE | DIRECT OWNER | E | Control |
| ITB HOLDING BRASIL PARTICIPAÇÕES LTD | FE | DIRECT OWNER | E | Control |
| ITB HOLDING BRASIL PARTICIPAÇÕES LTD | FE | DIRECT OWNER | E | Control |
| ITB HOLDING BRASIL PARTICIPAÇÕES LTD | FE | DIRECT OWNER | E | Control |
| ITB HOLDING BRASIL PARTICIPAÇÕES LTD | FE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ITAU UNIBANCO HOLDING S.A. | FE | ITAU UNIBANCO S.A. | E | Control |
| ITAU UNIBANCO HOLDING S.A. | FE | ITAU UNIBANCO S.A. | E | Control |
| ITAU UNIBANCO HOLDING S.A. | FE | ITAU UNIBANCO S.A. | E | Control |
| ITAU UNIBANCO HOLDING S.A. | FE | ITAU UNIBANCO S.A. | E | Control |
| ITAÚ UNIBANCO S.A. | FE | ITB HOLDING BRASIL PARTICIPAÇÕES LTD | E | Control |
| ITAÚ UNIBANCO S.A. | FE | ITB HOLDING BRASIL PARTICIPAÇÕES LTD | E | Control |
| ITAÚ UNIBANCO S.A. | FE | ITB HOLDING BRASIL PARTICIPAÇÕES LTD | E | Control |
| ITAÚ UNIBANCO S.A. | FE | ITB HOLDING BRASIL PARTICIPAÇÕES LTD | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Address
599 LEXINGTON AVE34TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-845-0600