CAROLINA FINANCIAL ADVISORS, INC.
CRD #118823 SEC #801-120773 GREENSBORO, NC 336-333-0176
SEC Registered
Total AUM
$211.6M
Discretionary
$195.3M
Employees
7
Clients
1
Accounts
1,034
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 23, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COMMON, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMMON, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMMON, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMMON, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMMON, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMMON, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMMON, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMMON, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMMON, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NEISLER, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
| JONES, CHRISTOPHER, WICK | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Dec 23, 2025 REGISTERED
Notice Filings (6)
CO FL NC SC TX VA
Address
100 EAST LAKE DR.SUITE 100
GREENSBORO, NC 27403
United States
Phone: 336-333-0176