RIA Intelligence

MAIN STREET FINANCIAL GROUP, INC

CRD #118849 SEC #801-66680 TRYON, NC 828-859-9252
SEC Registered
Total AUM
$47.3M
Discretionary
$44.7M
Employees
--
Clients
10
Accounts
409

Firm Details

Organization Type
Corporation
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 5, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FLACK, THOMAS, COOPERIVICE PRESIDENT, DIRECTORNA Control
FLACK, THOMAS, COOPERIVICE PRESIDENT, DIRECTORNA Control
FLACK, THOMAS, COOPERIVICE PRESIDENT, DIRECTORNA Control
FLACK, THOMAS, COOPERIVICE PRESIDENT, DIRECTORNA Control
BRADY, STEPHEN, HAMRICKIVICE PRESIDENT, DIRECTORB Control
BRADY, STEPHEN, HAMRICKIVICE PRESIDENT, DIRECTORB Control
BRADY, STEPHEN, HAMRICKIVICE PRESIDENT, DIRECTORB Control
BRADY, STEPHEN, HAMRICKIVICE PRESIDENT, DIRECTORB Control
FLACK, CHARLES, ZORAHIVICE PRESIDENT, DIRECTORB Control
FLACK, CHARLES, ZORAHIVICE PRESIDENT, DIRECTORB Control
FLACK, CHARLES, ZORAHIVICE PRESIDENT, DIRECTORB Control
FLACK, CHARLES, ZORAHIVICE PRESIDENT, DIRECTORB Control
GIDDINGS, RHETT, BENJAMINIPRESIDENT, DIRECTORB Control
GIDDINGS, RHETT, BENJAMINIPRESIDENT, DIRECTORB Control
GIDDINGS, RHETT, BENJAMINIPRESIDENT, DIRECTORB Control
GIDDINGS, RHETT, BENJAMINIPRESIDENT, DIRECTORB Control
MILLARD, CARL, ANDREWIVICE PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICERB Control
MILLARD, CARL, ANDREWIVICE PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICERB Control
MILLARD, CARL, ANDREWIVICE PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICERB Control
MILLARD, CARL, ANDREWIVICE PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICERB Control

Registrations

Federal

IA
Mar 5, 2007 REGISTERED

Notice Filings (2)

NC SC

Address

22 NORTH TRADE STREET
TRYON, NC 28782
USA
Phone: 828-859-9252