FINANCIAL DECISIONS, INC.
CRD #118883 SEC #801-61300 STOCKTON, CA 209-957-7413
SEC Registered
Total AUM
$472.7M
Discretionary
$471.1M
Employees
8
Clients
101
Accounts
876
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 18, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEROLD, KENNETH, ROBERT | I | CHIEF QUALITY OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF QUALITY OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF QUALITY OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF QUALITY OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF QUALITY OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF QUALITY OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATONS OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | D | Control |
| LEE, FREDERICK, MORGAN | I | DIRECTOR | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | D | Control |
| LEE, NANCY, ELIZABETH | I | DIRECTOR | D | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, FREDERICK, MORGAN | I | PRESIDENT | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
| LEE, NANCY, ELIZABETH | I | SECRETARY/TREASURER | C | Control |
Registrations
Federal
IA
Jun 18, 2020 REGISTERED
Notice Filings (6)
AZ CA CO NV OR TX
Address
3555 DEER PARK DRIVESUITE 160
STOCKTON, CA 95219
United States
Phone: 209-957-7413