SIERRA FINANCIAL ADVISORS, LLC
CRD #118915 SEC #801-61520 OVERLAND PARK, KS 913-327-1567
SEC Registered
Total AUM
$93.4M
Discretionary
$88.7M
Employees
5
Clients
51
Accounts
649
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BREAKEY, MICHAEL, L | I | OWNER | D | Control |
| BREAKEY, MICHAEL, LEWIS | I | OWNER/CHIEF COMPLIANCE OFFICER | D | Control |
| BREAKEY, MICHAEL, LEWIS | I | OWNER | D | Control |
| EARL, MICHAEL, EUGENE | I | OWNER | D | Control |
| EARL, MICHAEL, EUGENE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EARL, MICHAEL, EUGENE | I | OWNER | D | Control |
Registrations
Federal
IA
Mar 1, 2007 REGISTERED
Notice Filings (3)
AZ KS MO
Address
4800 COLLEGE BOULEVARDOVERLAND PARK, KS 66211
USA
Phone: 913-327-1567