CANTY FINANCIAL MANAGEMENT, INC.
CRD #118945 SEC #801-68026 BALLSTON SPA, NY 518-885-3230
SEC Registered
Total AUM
$205.7M
Discretionary
$191.6M
Employees
5
Clients
251
Accounts
911
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CANTY, EDWARD, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| CANTY, EDWARD, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| CANTY, EDWARD, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| CANTY, EDWARD, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| CANTY, EDWARD, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| CANTY, EDWARD, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| Canty, Joseph, William | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| Canty, Joseph, William | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| Canty, Joseph, William | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| Canty, Joseph, William | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MAUREEN, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MAUREEN, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MAUREEN, RYAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| WALSH, MAUREEN, RYAN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | PRESIDENT | E | Control |
| CANTY, WILLIAM, JOSEPH | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | PRESIDENT | E | Control |
| CANTY, WILLIAM, JOSEPH | I | PRESIDENT | E | Control |
| CANTY, WILLIAM, JOSEPH | I | PRESIDENT | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, WILLIAM, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CANTY, EDWARD, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | A | |
| CANTY, EDWARD, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | A | |
| CANTY, EDWARD, JOSEPH | I | INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Canty, Joseph, William | I | INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Canty, Joseph, William | I | INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Canty, Joseph, William | I | INVESTMENT ADVISOR REPRESENTATIVE | A |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (3)
FL MA NY
Address
20 CHURCH AVE.BALLSTON SPA, NY 12020
United States
Phone: 518-885-3230