MMLISI FINANCIAL ALLIANCES, LLC
CRD #119003 SEC #801-68596 SPRINGFIELD, MA 413-788-8411
SEC Registered
Total AUM
--
Discretionary
--
Employees
19
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 5, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDRADE, CINDY BELMORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRADE, CINDY BELMORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRADE, CINDY BELMORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ANDRADE, CINDY BELMORE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLSON, JOHN FREDERICK | I | DIRECTOR | NA | Control |
| CARLSON, JOHN FREDERICK | I | DIRECTOR | NA | Control |
| CARLSON, JOHN FREDERICK | I | DIRECTOR | NA | Control |
| CARLSON, JOHN FREDERICK | I | DIRECTOR | NA | Control |
| CARLSON, JOHN FREDERICK | I | DIRECTOR | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HALL, NATHAN | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HALL, NATHAN | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HALL, NATHAN | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HALL, NATHAN | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HALL, NATHAN | I | TREASURER | NA | Control |
| HICKS, LISE ANNE | I | DIRECTOR | NA | Control |
| HICKS, LISE ANNE | I | DIRECTOR | NA | Control |
| HICKS, LISE ANNE | I | DIRECTOR | NA | Control |
| HICKS, LISE ANNE | I | DIRECTOR | NA | Control |
| HICKS, LISE ANNE | I | DIRECTOR | NA | Control |
| HICKS, LISE ANNE | I | DIRECTOR | NA | Control |
| HICKS, LISE ANNE | I | DIRECTOR | NA | Control |
| LAHAIE, PETER GERALD | I | TREASURER, FINANCIAL OPERATIONS PRINCIPAL AND DIRECTOR | NA | Control |
| LAHAIE, PETER GERALD | I | TREASURER, FINANCIAL OPERATIONS PRINCIPAL AND DIRECTOR | NA | Control |
| LAHAIE, PETER GERALD | I | TREASURER, FINANCIAL OPERATIONS PRINCIPAL AND DIRECTOR | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MCCAULEY, WILLIAM HUGH JR. | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MONROE, WILLIAM FRANCIS JR | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM FRANCIS JR | I | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MONROE, WILLIAM FRANCIS JR | I | PRESIDENT, TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| MONROE, WILLIAM FRANCIS JR | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| MONROE, WILLIAM, FRANCIS | I | PRESIDENT | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERLMAN, DIANA MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETERSON, JAMES CRAIG | I | DIRECTOR, TREASURER, FINOP | NA | |
| PETERSON, JAMES CRAIG | I | DIRECTOR, TREASURER, FINOP | NA | |
| PUGH, BURVIN EDMOND JR | I | DIRECTOR | NA | Control |
| PUGH, BURVIN EDMOND JR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| PUGH, BURVIN EDMOND JR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| PUGH, BURVIN EDMOND JR | I | DIRECTOR | NA | Control |
| PUGH, BURVIN EDMOND JR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| PUGH, BURVIN EDMOND JR | I | DIRECTOR | NA | Control |
| PUGH, BURVIN EDMOND JR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| RICH, SCOTT BLAKE | I | DIRECTOR | NA | Control |
| RICH, SCOTT BLAKE | I | DIRECTOR | NA | Control |
| RICH, SCOTT BLAKE | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROGAN, JOHN ROBERT | I | DIRECTOR | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| ROSENTHAL, ROBERT STEVEN | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | PRESIDENT AND DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SAJDAK, JEFFREY MICHAEL | I | DIRECTOR | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, SUSAN JOANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SCHILDGEN, ARTHUR WILLIAM JR | I | ASSISTANT VICE PRESIDENT | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| SOUCIE, DELPHINE, P | I | DIRECTOR | NA | Control |
| THOMSON, RONALD ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | PRESIDENT AND DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| VACCARO, JOHN, ARTHUR | I | DIRECTOR | NA | Control |
| YOUMELL, EDWARD DEAN | I | PRESIDENT | NA | Control |
| YOUMELL, EDWARD DEAN | I | PRESIDENT | NA | Control |
| YOUMELL, EDWARD DEAN | I | PRESIDENT | NA | Control |
| YOUMELL, EDWARD DEAN | I | PRESIDENT | NA | Control |
| YOUMELL, EDWARD DEAN | I | PRESIDENT | NA | Control |
| YOUMELL, EDWARD DEAN | I | PRESIDENT | NA | Control |
| YOUMELL, EDWARD DEAN | I | PRESIDENT | NA | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | E | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, INC. | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
| MML INVESTORS SERVICES, LLC | DE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, INC. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML INVESTORS SERVICES, LLC | E | Control |
Registrations
Federal
IA
May 5, 2020 REGISTERED
Notice Filings (50)
AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1295 STATE STREETSPRINGFIELD, MA 01111-0001
United States
Phone: 413-788-8411