BAY ISLE FINANCIAL LLC

CRD #119026 SEC #801-60882 OAKLAND, CA 510-444-4700

SEC Registered

Total AUM

$1.2B

Discretionary

$1.2B

Employees

Clients

Accounts

770

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 11, 2002
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BOSCH, ANTHONY, RAYMOND	I	VICE PRESIDENT	NA	Control
EARLY, THOMAS, ALAN	I	VICE PRESIDENT, SECRETARY	NA	Control
EARLY, THOMAS, ALAN	I	VICE PRESIDENT, SECRETARY	NA	Control
EARLY, THOMAS, ALAN	I	VICE PRESIDENT, SECRETARY	NA	Control
FROST, GREGORY, ALAN	I	VICE PRESIDENT, CONTROLLER	NA	Control
FROST, GREGORY, ALAN	I	VICE PRESIDENT, CONTROLLER	NA	Control
FROST, GREGORY, ALAN	I	VICE PRESIDENT, CONTROLLER	NA	Control
FROST, GREGORY, ALAN	I	VICE PRESIDENT, CONTROLLER	NA	Control
FROST, GREGORY, ALAN	I	VICE PRESIDENT, CONTROLLER	NA	Control
JANUS CAPITAL MANAGEMENT LLC	DE	MEMBER MANAGER	NA	Control
JANUS CAPITAL MANAGEMENT LLC	DE	MEMBER MANAGER	NA	Control
JANUS CAPITAL MANAGEMENT LLC	DE	MEMBER MANAGER	NA	Control
JANUS CAPITAL MANAGEMENT LLC	DE	MEMBER MANAGER	NA	Control
JANUS CAPITAL MANAGEMENT LLC	DE	MEMBER MANAGER	NA	Control
KOWALSKI, DAVID, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
KOWALSKI, DAVID, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
KOWALSKI, DAVID, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
KOWALSKI, DAVID, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
KOWALSKI, DAVID, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
POLLOCK, GARY	I	EXEC VICE PRESIDENT, TREAS. & COO	NA	Control
POLLOCK, GARY, GRAHAM	I	PRESIDENT-PRIVATE CLIENT ASSET MGMT	NA	Control
POLLOCK, GARY, GRAHAM	I	PRESIDENT-PRIVATE CLIENT ASSET MGMT	NA	Control
POLLOCK, GARY, GRAHAM	I	PRESIDENT-PRIVATE CLIENT ASSET MGMT	NA	Control
POLLOCK, GARY, GRAHAM	I	PRESIDENT-PRIVATE CLIENT ASSET MGMT	NA	Control
SCHAFF, WILLIAM, FRANZ KIM	I	PRESIDENT & CIO	NA	Control
SCHAFF, WILLIAM, FRANZ KIM	I	PRESIDENT & CIO	NA	Control
SCHAFF, WILLIAM, FRANZ KIM	I	PRESIDENT & CIO	NA	Control
SCHAFF, WILLIAM, FRANZ KIM	I	PRESIDENT & CIO	NA	Control
SCHAFF, WILLIAM, FRANZ KIM	I	PRESIDENT & CIO	NA	Control
SCHAFF, WILLIAM, FRANZ KIM	I	PRESIDENT & CIO	NA	Control
STILWELL MANAGEMENT, INC.	DE	MEMBER MANAGER	NA	Control
TEAGUE, JANICE, MARGUERITE	I	VICE PRESIDENT & SECRETARY	NA	Control
BERGER FINANCIAL GROUP LLC	DE	OWNER	E	Control
BERGER FINANCIAL GROUP LLC	DE	OWNER	E	Control
BERGER FINANCIAL GROUP LLC	DE	OWNER	E	Control
BERGER FINANCIAL GROUP LLC	DE	OWNER	E	Control
BERGER FINANCIAL GROUP LLC	DE	OWNER	E	Control
BERGER FINANCIAL GROUP LLC	DE	OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
JANUS CAPITAL GROUP INC.	DE	JANUS CAPITAL MANAGEMENT LLC	E	Control
JANUS CAPITAL GROUP INC.	DE	JANUS CAPITAL MANAGEMENT LLC	E	Control
JANUS CAPITAL GROUP INC.	DE	JANUS CAPITAL MANAGEMENT LLC	E	Control
JANUS CAPITAL GROUP INC.	DE	JANUS CAPITAL MANAGEMENT LLC	E	Control
JANUS CAPITAL GROUP INC.	DE	JANUS CAPITAL MANAGEMENT LLC	E	Control
JANUS CAPITAL MANAGEMENT LLC	DE	BERGER FINANCIAL GROUP LLC	E	Control
JANUS CAPITAL MANAGEMENT LLC	DE	BERGER FINANCIAL GROUP LLC	E	Control
JANUS CAPITAL MANAGEMENT LLC	DE	BERGER FINANCIAL GROUP LLC	E	Control
JANUS CAPITAL MANAGEMENT LLC	DE	BERGER FINANCIAL GROUP LLC	E	Control
JANUS CAPITAL MANAGEMENT LLC	DE	BERGER FINANCIAL GROUP LLC	E	Control
STILWELL FINANCIAL INC.	DE	STILWELL MANAGEMENT, INC.	E	Control
STILWELL MANAGEMENT, INC.	DE	BERGER FINANCIAL GROUP LLC	E	Control

Registrations

Federal

Mar 11, 2002 REGISTERED

Notice Filings (43)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NV NY OH OR PA RI SC TN TX UT VA WA WI

Address

475 14TH STREET, SUITE 550
OAKLAND, CA 94612
USA

Phone: 510-444-4700