CASCADE FINANCIAL MANAGEMENT, INC.
CRD #119030 SEC #801-64346 DENVER, CO 303-292-1121
SEC Registered Broker-Dealer
Total AUM
$337.2M
Discretionary
$337.2M
Employees
18
Clients
1
Accounts
1,138
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2020
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOUGLAS, KELLI ALLYSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOUGLAS, KELLI ALLYSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRARD, JAMES WAYNE | I | CFO/FINOP | NA | Control |
| GARRARD, JAMES WAYNE | I | CFO/FINOP | NA | Control |
| HENRY, BRANDON ALLEN | I | CHIEF EXECUTIVE OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, BRANDON ALLEN | I | CHIEF EXECUTIVE OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, BRANDON ALLEN | I | CHIEF EXECUTIVE OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, BRANDON ALLEN | I | CHIEF EXECUTIVE OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | NA | Control |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENKEL, TIMOTHY JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERKINS, NELSON DANIEL | I | TREASURER/ CFO FINOP | NA | Control |
| PERKINS, NELSON DANIEL | I | TREASURER/ CFO FINOP | NA | Control |
| RAINS, KIMBERLEY K | I | CCO | NA | Control |
| RAINS, KIMBERLEY K | I | CCO | NA | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF FINANCIAL OPERATIONS OFFICER | NA | Control |
| BAGLEY, MYRON TIPTON | I | CEO / DIRECTOR | D | Control |
| BAGLEY, MYRON TIPTON | I | CEO / DIRECTOR | D | Control |
| BAGLEY, MYRON TIPTON | I | CEO / DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | CEO / DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| BAGLEY, MYRON TIPTON | I | DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | PRESIDENT/CCO/CROP/SROP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | PRESIDENT/CROP/SROP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | PRESIDENT/CROP/SROP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | PRESIDENT/CROP/SROP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | PRESIDENT/CROP/SROP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | PRESIDENT / CROP / SROP / DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | PRESIDENT / CROP / SROP / DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | PRESIDENT/CROP/SROP/DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| TURNER, DAVID JOHN | I | PRESIDENT / CROP / SROP / DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| TURNER, DAVID JOHN | I | CEO/ROSFP/DIRECTOR | C | Control |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | B | |
| LUNDQUIST, JUDITH ANN | I | SECRETARY / DIRECTOR | B | Control |
| LUNDQUIST, JUDITH ANN | I | SECRETARY / DIRECTOR | B | Control |
| LUNDQUIST, JUDITH ANN | I | SECRETARY / DIRECTOR | B | Control |
| LUNDQUIST, JUDITH ANN | I | SECRETARY / DIRECTOR | B | Control |
| LUNDQUIST, JUDITH ANN | I | SECRETARY / DIRECTOR | B | Control |
| LUNDQUIST, JUDITH ANN | I | SECRETARY / DIRECTOR | B | Control |
| LUNDQUIST, JUDITH ANN | I | SECRETARY / DIRECTOR | B | Control |
| LUNDQUIST, JUDITH ANN | I | SECRETARY / DIRECTOR | B | Control |
| LUNDQUIST, JUDITH ANN | I | SECRETARY / DIRECTOR | B | Control |
| RAINS, KIMBERLEY K | I | CCO | B | Control |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | A | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | A | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | A | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | A | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | A | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | A | |
| ERICKSON, PATRICIA ANN | I | REGISTERED REPRESENTATIVE | A | |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | CHIEF COMPLIANCE OFFICER/FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
| VANSANT, JOHN JOSEPH | I | FINOP/PRESIDENT | A | Control |
Registrations
Federal
IA
Jul 1, 2020 REGISTERED
Notice Filings (26)
AZ CA CO CT FL GA ID IL KS KY LA ME MI MO MT NC ND NM NV NY OH OK OR TX WA WI
Address
950 17TH STREETSUITE 950
DENVER, CO 80202
United States
Phone: 303-292-1121