LOS ANGELES CAPITAL MANAGEMENT LLC
CRD #119033 SEC #801-60934 LOS ANGELES, CA 310-479-9998
SEC Registered Private Funds
Total AUM
$31.3B
Discretionary
$31.3B
Employees
95
Clients
--
Accounts
66
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2025
- Branch Offices
- 0
- LEI
- 549300DZCL1LRBNVU327
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| ALLEN, DANIEL, EARLE | I | CEO / PRESIDENT / BOARD MEMBER | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY (CLASS B SHAREHOLDER) | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY (CLASS B SHAREHOLDER) | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY (CLASS B SHAREHOLDER) | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY (CLASS B SHAREHOLDER) | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY (CLASS B SHAREHOLDER) | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY (CLASS B SHAREHOLDER) | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY (CLASS B SHAREHOLDER) | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY (CLASS B SHAREHOLDER) | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Barker, Linda, Daves | I | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| Cunningham, Elizabeth | I | CFO | NA | Control |
| DEMENT, DAN, MERRICK | I | RESEARCH ASSOCIATE/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| DEMENT, DAN, MERRICK | I | RESEARCH ASSOCIATE/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| DEMENT, DAN, MERRICK | I | DIRECTOR OF MODEL DEVELOPMENT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| DEMENT, DAN, MERRICK | I | DIRECTOR OF MODEL DEVELOPMENT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| DEMENT, DAN, MERRICK | I | DIRECTOR OF MODEL DEVELOPMENT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| DEMENT, DAN, MERRICK | I | RESEARCH ASSOCIATE | NA | |
| DEMENT, DAN, MERRICK | I | RESEARCH ASSOCIATE/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| DEMENT, DAN, MERRICK | I | DIRECTOR OF MODEL DEVELOPMENT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| DEMENT, DAN, MERRICK | I | DIRECTOR OF MODEL DEVELOPMENT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| DEMENT, DAN, MERRICK | I | DIRECTOR OF MODEL DEVELOPMENT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR | NA | Control |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR | NA | Control |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| KUGLER, CHRISTINE, MARIE | I | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| LACM EQUITY LLC | DE | MEMBER | NA | |
| LACM EQUITY LLC | DE | MEMBER | NA | |
| LACM EQUITY LLC | DE | MEMBER | NA | |
| LACM EQUITY LLC | DE | MEMBER | NA | |
| LACM EQUITY LLC | DE | MEMBER | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS | NA | |
| MADDEN, CARIN, LYNN | I | ASSOCIATE | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MADDEN, CARIN, LYNN | I | DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MADDEN, CARIN, LYNN | I | CHIEF PORTFOLIO OPERATIONS OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| MADDEN, CARIN, LYNN | I | CHIEF PORTFOLIO OPERATIONS OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| MADDEN, CARIN, LYNN | I | CHIEF PORTFOLIO OPERATIONS OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| MADDEN, CARIN, LYNN | I | CHIEF PORTFOLIO OPERATIONS OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| MADDEN, CARIN, LYNN | I | CHIEF PORTFOLIO OPERATIONS OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER | NA | Control |
| MOVAHED, IMAN | I | RESEARCH ASSOCIATE | NA | |
| MOVAHED, IMAN | I | RESEARCH ASSOCIATE | NA | |
| MOVAHED, IMAN | I | RESEARCH ASSOCIATE/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MOVAHED, IMAN | I | RESEARCH ASSOCIATE/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| MOVAHED, IMAN | I | RESEARCH ASSOCIATE | NA | |
| MOVAHED, IMAN | I | RESEARCH ASSOCIATE/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| OETOMO, STEVE | I | DIRECTOR OF IT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | DIRECTOR OF IT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | DIRECTOR OF IT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | DIRECTOR OF IT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| OETOMO, STEVE | I | DIRECTOR OF IT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| OETOMO, STEVE | I | DIRECTOR OF IT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| OETOMO, STEVE | I | DIRECTOR OF IT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| OETOMO, STEVE | I | DIRECTOR OF IT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| OETOMO, STEVE | I | DIRECTOR OF IT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER (CLASS A SHAREHOLDER) | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| OETOMO, STEVE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PASCHAL, MICHAEL, JEROME | I | DIRECTOR OF IT | NA | |
| PASCHAL, MICHAEL, JEROME | I | DIRECTOR OF IT | NA | |
| PASCHAL, MICHAEL, JEROME | I | DIRECTOR OF IT | NA | |
| PASCHAL, MICHAEL, JEROME | I | SYSTEMS ARCHITECT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| PASCHAL, MICHAEL, JEROME | I | SYSTEMS ARCHITECT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| PASCHAL, MICHAEL, JEROME | I | DIRECTOR OF IT | NA | |
| PASCHAL, MICHAEL, JEROME | I | SYSTEMS ARCHITECT/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| RACKHAM, EDWARD | I | DIRECTOR OF RISK MANAGEMENT | NA | |
| RACKHAM, EDWARD | I | DIRECTOR OF RISK MANAGEMENT / PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| RACKHAM, EDWARD | I | DIRECTOR OF RISK MANAGEMENT / PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| RACKHAM, EDWARD | I | DIRECTOR OF RISK MANAGEMENT | NA | |
| RACKHAM, EDWARD | I | DIRECTOR OF RISK MANAGEMENT / PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| RACKHAM, EDWARD | I | DIRECTOR OF RISK MANAGEMENT | NA | |
| RACKHAM, EDWARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RACKHAM, EDWARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RACKHAM, EDWARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RACKHAM, EDWARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| RACKHAM, EDWARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, HAL, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | ASSOCIATE | NA | |
| REYNOLDS, JENNIFER, ELIZABETH | I | SENIOR ANALYST | NA | |
| REYNOLDS, JENNIFER, ELIZABETH | I | ASSOCIATE | NA | |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | ASSOCIATE | NA | |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CONTROLLER/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER/CFO/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / CFO (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / CFO (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / CFO (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / CFO (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / CFO (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / CFO (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / CFO (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / CFO (CLASS A SHAREHOLDER) | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| REYNOLDS, JENNIFER, ELIZABETH | I | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | NA | Control |
| ROWE, BRADFORD | I | DIRECTOR OF FACTOR RESEARCH/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ROWE, BRADFORD | I | DIRECTOR OF FACTOR RESEARCH/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ROWE, BRADFORD | I | DIRECTOR OF FACTOR RESEARCH/PRINCIPAL (CLASS A SHAREHOLDER) | NA | Control |
| ROWE, BRADFORD | I | DIRECTOR OF FACTOR RESEARCH/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| ROWE, BRADFORD | I | DIRECTOR OF FACTOR RESEARCH/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| ROWE, BRADFORD | I | DIRECTOR OF FACTOR RESEARCH/PRINCIPAL (CLASS A SHAREHOLDER) | NA | |
| ROWE, BRADFORD | I | CHIEF RESEARCH OFFICER | NA | Control |
| ROWE, BRADFORD | I | CHIEF RESEARCH OFFICER | NA | Control |
| ROWE, BRADFORD | I | CHIEF RESEARCH OFFICER | NA | Control |
| ROWE, BRADFORD | I | CHIEF RESEARCH OFFICER | NA | Control |
| ROWE, BRADFORD | I | CHIEF RESEARCH OFFICER | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN | NA | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY, MEMBER, MANAGER | E | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY | E | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY, MEMBER, MANAGER | E | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY, MEMBER, MANAGER | E | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY, MEMBER, MANAGER | E | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY, MEMBER, MANAGER | E | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY, MEMBER, MANAGER | E | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY, MEMBER, MANAGER | E | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY, MEMBER, MANAGER | E | Control |
| LACM HOLDINGS INC. | DE | PARENT HOLDING COMPANY, MEMBER, MANAGER | E | Control |
| REYNOLDS, HAL, WILLIAM | I | DIRECTOR/TREASURER | C | Control |
| REYNOLDS, HAL, WILLIAM | I | DIRECTOR/TREASURER | C | Control |
| REYNOLDS, HAL, WILLIAM | I | DIRECTOR/TREASURER | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | DIRECTOR/TREASURER | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | DIRECTOR/TREASURER | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/TREASURER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | C | Control |
| REYNOLDS, HAL, WILLIAM | I | CHIEF INVESTMENT OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | DIRECTOR/CEO/CHAIRMAN/CHIEF COMPLIANCE OFFICER | C | Control |
| STEVENS, THOMAS, DELLWYN | I | DIRECTOR/CEO/CHAIRMAN/CHIEF COMPLIANCE OFFICER | C | Control |
| STEVENS, THOMAS, DELLWYN | I | DIRECTOR/CEO/CHAIRMAN/CHIEF COMPLIANCE OFFICER | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | DIRECTOR/CEO/CHAIRMAN/COMPLIANCE OFFICER | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | DIRECTOR/CEO/CHAIRMAN/CHIEF COMPLIANCE OFFICER | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN/PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN / CEO (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN / CEO (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN / CEO (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN / CEO (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN / CEO (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN / CEO (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN / CEO (CLASS A SHAREHOLDER) | C | Control |
| STEVENS, THOMAS, DELLWYN | I | CHAIRMAN / CEO (CLASS A SHAREHOLDER) | C | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH | B | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR | B | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH | B | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | B | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | B | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR | B | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH | B | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | B | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR/SECRETARY | B | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR/SECRETARY | B | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR/SECRETARY | B | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | B | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | B | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR/SECRETARY | B | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR/SECRETARY | B | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | B | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | DIRECTOR OF GLOBAL EQUITIES/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | PRESIDENT / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | PRESIDENT / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | PRESIDENT / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | PRESIDENT / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | PRESIDENT / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | PRESIDENT / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | PRESIDENT / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| ALLEN, DANIEL, EARLE | I | PRESIDENT / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| BORGER, DAVID, RUSSELL | I | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/SECRETARY/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | DIRECTOR OF TRADING/BOARD MEMBER/PRINCIPAL (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
| MATSUDA, STUART, KEI | I | CHIEF TRADING OFFICER / BOARD MEMBER (CLASS A SHAREHOLDER) | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| REYNOLDS, HAL, WILLIAM | I | LACM HOLDINGS INC. | C | Control |
| REYNOLDS, HAL, WILLIAM | I | LACM HOLDINGS INC. | C | Control |
| REYNOLDS, HAL, WILLIAM | I | LACM HOLDINGS INC. | C | Control |
| REYNOLDS, HAL, WILLIAM | I | LACM HOLDINGS INC. | C | Control |
| REYNOLDS, HAL, WILLIAM | I | LACM HOLDINGS INC. | C | Control |
| REYNOLDS, HAL, WILLIAM | I | LACM HOLDINGS INC. | C | Control |
| STEVENS, THOMAS, DELLWYN | I | LACM HOLDINGS INC. | C | Control |
| STEVENS, THOMAS, DELLWYN | I | LACM HOLDINGS INC. | C | Control |
| STEVENS, THOMAS, DELLWYN | I | LACM HOLDINGS INC. | C | Control |
| STEVENS, THOMAS, DELLWYN | I | LACM HOLDINGS INC. | C | Control |
| STEVENS, THOMAS, DELLWYN | I | LACM HOLDINGS INC. | C | Control |
| STEVENS, THOMAS, DELLWYN | I | LACM HOLDINGS INC. | C | Control |
| STEVENS, THOMAS, DELLWYN | I | LACM HOLDINGS INC. | C | Control |
| STEVENS, THOMAS, DELLWYN | I | LACM HOLDINGS INC. | C | Control |
Registrations
Federal
IA
Apr 9, 2025 REGISTERED
Notice Filings (9)
CA CO CT FL NC SC TN TX VA
Address
11150 SANTA MONICA BOULEVARDSUITE 200
LOS ANGELES, CA 90025
United States
Phone: 310-479-9998