WEAVER & ASSOCIATES, INC.
CRD #119048 SEC #801-63859 PEABODY, MA 978-536-5119
SEC Registered
Total AUM
$44.1M
Discretionary
$0
Employees
1
Clients
1
Accounts
173
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 29, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHUMAN, DAVID, MARC | I | DIRECTOR | NA | |
| SHUMAN, DAVID, MARC | I | DIRECTOR | NA | |
| SHUMAN, DAVID, MARC | I | DIRECTOR | NA | |
| SHUMAN, DAVID, MARC | I | DIRECTOR | NA | |
| SHUMAN, DAVID, MARC | I | DIRECTOR | NA | |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT | E | Control |
| WEAVER, THADEOUS, GORDON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WEAVER, THADEOUS, GORDON | I | DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
| WEAVER, THADEOUS, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | E | Control |
Registrations
Federal
IA
Nov 29, 2011 REGISTERED
Notice Filings (5)
FL MA NH TX VT
Address
100 CORPORATE PLACESUITE 301
PEABODY, MA 01960
United States
Phone: 978-536-5119