WARREN FINANCIAL SERVICE & ASSOCIATES, INC.
Legal name: WARREN FINANCIAL SERVICE
CRD #119066 SEC #802-127869 EXTON, PA 610-363-2000
State Registered Exempt Reporting Private Funds
Total AUM
$365.6M
Discretionary
$361.1M
Employees
11
Clients
251
Accounts
363
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Copeland, Karen | I | DIRECTOR TECHNOLOGY | NA | |
| Copeland, Karen | I | DIRECTOR TECHNOLOGY | NA | |
| LOGAN, MICHAEL, TROY | I | MANAGING PARTNER | NA | |
| LOGAN, MICHAEL, TROY | I | MANAGING PARTNER | NA | |
| MCCARTY, ROBERT, A | I | MANAGING PARTNER | NA | |
| MCCARTY, ROBERT, A | I | MANAGING PARTNER | NA | |
| O'TOOLE, JOHN, JOSEPH | I | MANAGING PARTNER | NA | |
| O'TOOLE, JOHN, JOSEPH | I | MANAGING PARTNER | NA | |
| SHELLHAMER, SCOTT | I | MANAGING PARTNER | NA | |
| SHELLHAMER, SCOTT | I | MANAGING PARTNER | NA | |
| SISSON, JUSTIN, Kyle | I | SR FINANCIAL ANALYST | NA | |
| SISSON, JUSTIN, Kyle | I | SR FINANCIAL ANALYST | NA | |
| WARREN, AUSTIN | I | SR FINANCIAL ANALYST | NA | |
| WARREN, AUSTIN | I | SR FINANCIAL ANALYST | NA | |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, RANDALL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, CLARENCE, WILLIAM | I | CEO | B | Control |
| WARREN, CLARENCE, WILLIAM | I | CEO | B | Control |
| WARREN, CLARENCE, WILLIAM | I | CEO | B | Control |
| WARREN, CLARENCE, WILLIAM | I | CEO | B | Control |
Registrations
Federal
ERA
Mar 26, 2024 REGISTERED
Notice Filings (12)
CA DE FL GA IL NC NJ NY PA SC TX VA
Address
7 DOWLIN FORGE RDEXTON, PA 19341
United States
Phone: 610-363-2000