TMFS - SPRINGFIELD, LLC

Legal name: THE MUTUAL FUND STORE

CRD #119106 SEC #801-62835 SPRINGFIELD, MO 417-889-9997

SEC Registered Disclosures

Total AUM

$146.7M

Discretionary

$146.7M

Employees

Clients

Accounts

1,237

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Missouri
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 18, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
KEMP, RHONDA, RAE	I	CHIEF COMPLIANCE OFFICER	NA
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CCO, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CCO, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, OWNER	E	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER	D	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER	D	Control
CONNER, TERRY, ALAN	I	MANAGING PARTNER	D	Control
TMFS-JOINT VENTURE, LLC	DE	OWNER	D	Control
TMFS-JOINT VENTURE, LLC	DE	OWNER	D	Control
TMFS-JOINT VENTURE, LLC	DE	OWNER	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BOLD, ADAM, STUART	I	TMFS-JOINT VENTURE, LLC	E	Control
BOLD, ADAM, STUART	I	TMFS-JOINT VENTURE, LLC	E	Control
BOLD, ADAM, STUART	I	TMFS-JOINT VENTURE, LLC	E	Control

Registrations

Federal

Feb 18, 2016 REGISTERED

Notice Filings (8)

AR FL IL KS LA MO OK TX

Address

1835 E. REPUBLIC ROAD, STE. 104
SPRINGFIELD, MO 65804
United States

Phone: 417-889-9997