PROFESSIONAL ADVISORY SERVICES, LLC
CRD #119148 SEC #801-63155 STATESVILLE, NC 704-883-0284
SEC Registered
Total AUM
$66.7M
Discretionary
$66.7M
Employees
1
Clients
--
Accounts
224
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NORRIS, KEITH, MICHAEL | I | MANAGER | NA | Control |
| NORRIS, KEITH, MICHAEL | I | MANAGER | NA | Control |
| RALSTON, CARL, DOUGLAS | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| RALSTON, CARL, DOUGLAS | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| BUSH, MICHAEL, SCOTT | I | MANAGING MEMBER | D | Control |
| BUSH, MICHAEL, SCOTT | I | MANAGING MEMBER | D | Control |
| BUSH, MICHAEL, SCOTT | I | MANAGING MEMBER | D | Control |
| KMN, LLC | DE | MEMBER | D | Control |
| KMN, LLC | DE | MEMBER | D | Control |
| NORRIS, KEITH, MICHAEL | I | MEMBER | D | Control |
| NORRIS, KEITH, MICHAEL | I | MEMBER | D | Control |
| NORRIS, KEITH, MICHAEL | I | MEMBER | D | Control |
| RALCOM, LLC | DE | MEMBER | D | Control |
| RALCOM, LLC | DE | MEMBER | D | Control |
| RALSTON, CARL, DOUGLAS | I | MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| RALSTON, CARL, DOUGLAS | I | MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| RALSTON, CARL, DOUGLAS | I | MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| NORRIS, KEITH, MICHAEL | I | MEMBER | C | Control |
| NORRIS, KEITH, MICHAEL | I | MEMBER | C | Control |
| NORRIS, KEITH, MICHAEL | I | MEMBER | C | Control |
| RALSTON, CARL, DOUGLAS | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| RALSTON, CARL, DOUGLAS | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| RALSTON, CARL, DOUGLAS | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NORRIS, KEITH, MICHAEL | I | KMN, LLC | D | Control |
| NORRIS, KEITH, MICHAEL | I | KMN, LLC | D | Control |
| RALSTON, CARL, DOUGLAS | I | RALCOM, LLC | D | Control |
| RALSTON, CARL, DOUGLAS | I | RALCOM, LLC | D | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (2)
NC TX
Address
114 N. CENTER STREETSUITE 200-A
STATESVILLE, NC 28677
United States
Phone: 704-883-0284