STILLPOINT WEALTH MANAGEMENT, LLC
CRD #119154 SEC #801-62593 ATLANTA, GA 404-467-0771
SEC Registered Broker-Dealer
Total AUM
$775M
Discretionary
$760M
Employees
--
Clients
0
Accounts
1,930
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRENNER, HENRY LESTER | I | CHIEF FINANCIAL OFFICER - FINOP | NA | Control |
| BRENNER, HENRY LESTER | I | CHIEF FINANCIAL OFFICER - FINOP | NA | Control |
| BRENNER, HENRY LESTER | I | CHIEF FINANCIAL OFFICER - FINOP | NA | Control |
| BRENNER, HENRY LESTER | I | CHIEF FINANCIAL OFFICER - FINOP | NA | Control |
| BRENNER, HENRY LESTER | I | PRESIDENT/MUNICIPAL PRINCIPAL | NA | Control |
| BROOKS, ROBERT BLANE | I | CEO | NA | Control |
| BROOKS, ROBERT BLANE | I | CEO | NA | Control |
| BROOKS, ROBERT BLANE | I | CEO | NA | Control |
| BROOKS, ROBERT BLANE | I | CEO | NA | Control |
| GRACE, JAMES WESLEY | I | REGISTERED PRINCIPAL | NA | Control |
| GRACE, JAMES WESLEY | I | REGISTERED PRINCIPAL | NA | Control |
| GRACE, JAMES WESLEY | I | REGISTERED PRINCIPAL | NA | Control |
| GRACE, JAMES WESLEY | I | REGISTERED PRINCIPAL | NA | Control |
| GRACE, JAMES WESLEY | I | REGISTERED PRINCIPAL | NA | Control |
| GRACE, JAMES WESLEY | I | REGISTERED PRINCIPAL | NA | Control |
| GRACE, JAMES WESLEY | I | CHIEF FINANCIAL OFFICER/SECRETARY/TREASURER | NA | Control |
| MACDONALD, MICHAEL SEAN | I | MANAGING DIRECTOR OF INVESTMENT MANAGEMENT/BRANCH MANAGER | NA | Control |
| MACDONALD, MICHAEL SEAN | I | MANAGING DIRECTOR OF INVESTMENT MANAGEMENT/BRANCH MANAGER | NA | Control |
| MACDONALD, MICHAEL SEAN | I | MANAGING DIRECTOR OF INVESTMENT MANAGEMENT | NA | Control |
| MAYFIELD, LORI DUNN | I | CFO/FINOP | NA | Control |
| MAYFIELD, LORI DUNN | I | CFO/FINOP | NA | Control |
| NYGAARD, BRIAN LEE | I | PRESIDENT/CEO | NA | Control |
| POSADA, PATRICIA JEAN | I | CHIEF COMPLIANCE OFFICER - PRINCIPAL | NA | Control |
| RAY, JOHN FRANKLIN | I | PRESIDENT/CEO | NA | Control |
| RAY, JOHN FRANKLIN | I | CO-CHAIR | NA | Control |
| THOMAS, JAMES EDWARD JR | I | REGISTERED PRINCIPAL/AML COMPLIANCE OFFICER | NA | Control |
| VISCO, RALPH WEAKLEY | I | CCO, SHROP, CROP, MUNI PRINCIPAL | NA | Control |
| VISCO, RALPH WEAKLEY | I | SROP, CROP, MUNI PRINCIPAL | NA | Control |
| VISCO, RALPH WEAKLEY | I | CCO, SROP, CROP, MUNI PRINCIPAL | NA | Control |
| VISCO, RALPH WEAKLEY | I | CCO, SHROP, CROP, MUNI PRINCIPAL | NA | Control |
| VISCO, RALPH WEAKLEY | I | CCO, SHROP, CROP, MUNI PRINCIPAL | NA | Control |
| VISCO, RALPH WEAKLEY | I | CCO, SHROP, CROP, MUNI PRINCIPAL | NA | Control |
| WILLAMS, SHARON DONNELL | I | COMPLIANCE OFFICER | NA | |
| WILLIAMS, SHARON DONNELL | I | COMPLIANCE ASSISTANT / PRINCIPAL | NA | Control |
| WILLIAMS, SHARON DONNELL | I | COMPLIANCE MANAGER | NA | Control |
| HERITAGE CAPITAL ADVISORS, LLC | DE | SHAREHOLDER | E | Control |
| STILLPOINT ADVISORS, INC. | DE | OWNER | E | Control |
| STILLPOINT ADVISORS, INC. | DE | OWNER | E | Control |
| STILLPOINT ADVISORS, INC. | DE | OWNER | E | Control |
| STILLPOINT ADVISORS, INC. | DE | OWNER | E | Control |
| STILLPOINT ADVISORS, INC. | DE | OWNER | E | Control |
| STILLPOINT ADVISORS, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FIRST TENNESSEE NATIONAL CORP. | DE | STILLPOINT ADVISORS, INC. | C | Control |
| FIRST TENNESSEE NATIONAL CORP. | DE | STILLPOINT ADVISORS, INC. | C | Control |
| FIRST TENNESSEE NATIONAL CORP. | DE | STILLPOINT ADVISORS, INC. | C | Control |
| FIRST TENNESSEE NATIONAL CORP. | DE | STILLPOINT ADVISORS, INC. | C | Control |
| FIRST TENNESSEE NATIONAL CORP. | DE | STILLPOINT ADVISORS, INC. | C | Control |
Registrations
Federal
IA
Nov 7, 2005 REGISTERED
Notice Filings (12)
AR CA FL GA MA NC NJ NY PA TN TX WI
Address
3333 PEACHTREE RD., NESUITE 150
ATLANTA, GA 30326
USA
Phone: 404-467-0771