KB FINANCIAL PARTNERS, LLC
CRD #119166 SEC #801-78199 PRINCETON, NJ 609-924-7250
SEC Registered
Total AUM
$1.3B
Discretionary
$991.1M
Employees
17
Clients
11
Accounts
1,175
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 10, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAMORA, WILLIAM, HENRY | I | PRINCIPAL | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MELNICK, ANDREW, JOSEPH | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MELNICK, ANDREW, JOSEPH | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MELNICK, ANDREW, JOSEPH | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MELNICK, ANDREW, JOSEPH | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MELNICK, ANDREW, JOSEPH | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MELNICK, ANDREW, JOSEPH | I | CHIEF INVESTMENT STRATEGIST | NA | |
| MOSHOLT, ERIK | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK, NMN | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK, NMN | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK, NMN | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK, NMN | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK, NMN | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK, NMN | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MOSHOLT, ERIK, NMN | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Rozzi, Matthew, James | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| TURI, STEVEN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| TURI, STEVEN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| TURI, STEVEN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| TURI, STEVEN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| TURI, STEVEN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| TURI, STEVEN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KB FINANCIAL COMPANIES, LLC | DE | MANAGING MEMBER | E | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | D | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | D | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | D | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | D | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | D | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | D | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | D | Control |
| KAPLAN, JAMES, DAVID | I | PRESIDENT | D | Control |
| DAMORA, WILLIAM, HENRY | I | PRINCIPAL | C | Control |
| DAMORA, WILLIAM, HENRY | I | PRINCIPAL | C | Control |
| DAMORA, WILLIAM, HENRY | I | PRINCIPAL | C | Control |
| DAMORA, WILLIAM, HENRY | I | PRINCIPAL | C | Control |
| DAMORA, WILLIAM, HENRY | I | PRINCIPAL | C | Control |
| DAMORA, WILLIAM, HENRY | I | PRINCIPAL | C | Control |
| DAMORA, WILLIAM, HENRY | I | PRINCIPAL | C | Control |
| DAMORA, WILLIAM, HENRY | I | PRINCIPAL | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| KAPLAN, JAMES, DAVID | I | KB FINANCIAL COMPANIES, LLC | D | Control |
| MASSAD, REGINA, LAW | I | DANA HOLDINGS BDA | D | Control |
| MASSAD, REGINA, LAW | I | DANA HOLDINGS BDA | D | Control |
| MASSAD, REGINA, LAW | I | DANA HOLDINGS BDA | D | Control |
| MASSAD, REGINA, LAW | I | DANA HOLDINGS BDA | D | Control |
| MASSAD, REGINA, LAW | I | DANA HOLDINGS BDA | D | Control |
| DANA HOLDINGS BDA | FE | KB FINANCIAL COMPANIES, LLC | C | |
| DANA HOLDINGS BDA | FE | KB FINANCIAL COMPANIES, LLC | C | Control |
| DANA HOLDINGS BDA | FE | KB FINANCIAL COMPANIES, LLC | C | |
| DANA HOLDINGS BDA | FE | KB FINANCIAL COMPANIES, LLC | C | |
| DANA HOLDINGS BDA | FE | KB FINANCIAL COMPANIES, LLC | C | |
| THIELMANN, ELIZABETH, ANN | I | DANA HOLDINGS BDA | C | Control |
| THIELMANN, ELIZABETH, ANN | I | DANA HOLDINGS BDA | C | Control |
| THIELMANN, ELIZABETH, ANN | I | DANA HOLDINGS BDA | C | Control |
| THIELMANN, ELIZABETH, ANN | I | DANA HOLDINGS BDA | C | Control |
| THIELMANN, ELIZABETH, ANN | I | DANA HOLDINGS BDA | C | Control |
Registrations
Federal
IA
Aug 10, 2023 REGISTERED
Notice Filings (10)
CA CT DC FL LA NJ NY PA RI TX
Address
300 CARNEGIE CENTER #240PRINCETON, NJ 08540
United States
Phone: 609-924-7250