RIA Intelligence

FINANCIAL & TAX ARCHITECTS, LLC

CRD #119169 SEC #801-114688 ST. LOUIS, MO 314-858-1122
SEC Registered
Total AUM
$443M
Discretionary
$443M
Employees
53
Clients
101
Accounts
3,347

Firm Details

Organization Type
Limited Liability Company
State of Formation
Missouri
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 5, 2025
Branch Offices
20

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTIPRESIDENTNA Control
BROOKS, DAVID, SCOTTICHIEF EXECUTIVE OFFICERNA Control
BROOKS, DAVID, SCOTTICHIEF EXECUTIVE OFFICERNA Control
BROOKS, DAVID, SCOTTICHIEF EXECUTIVE OFFICERNA Control
BROOKS, DAVID, SCOTTICHIEF EXECUTIVE OFFICERNA Control
BROOKS, DAVID, SCOTTICHIEF EXECUTIVE OFFICERNA Control
BROOKS, DAVID, SCOTTICHIEF EXECUTIVE OFFICERNA Control
CASELLA, GISELLEICHIEF COMPLIANCE OFFICERNA
CASELLA, GISELLEICHIEF COMPLIANCE OFFICERNA
CASELLA, GISELLEICHIEF COMPLIANCE OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
CLAUS, ANDREW, VINCENTICHIEF OPERATING OFFICERNA Control
FELSCH, PAUL, WERNERICHIEF COMPLIANCE OFFICER & LEGAL COUNSELNA Control
FELSCH, PAUL, WERNERICHIEF COMPLIANCE OFFICER & LEGAL COUNSELNA Control
FELSCH, PAUL, WERNERICHIEF COMPLIANCE OFFICER & LEGAL COUNSELNA Control
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF LEGAL OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
FRONTCZAK, STEVEN, ROBERTICHIEF COMPLIANCE OFFICERNA
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
HAAVE, GORDON, CHRISTOPHERIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
POMBRA, MANOJ, KUMARICHIEF COMPLIANCE OFFICERNA
POMBRA, MANOJ, KUMARICHIEF COMPLIANCE OFFICERNA
POMBRA, MANOJ, KUMARICHIEF COMPLIANCE OFFICERNA
POMBRA, MANOJ, KUMARICHIEF COMPLIANCE OFFICERNA
POMBRA, MANOJ, KUMARICHIEF COMPLIANCE OFFICERNA
POMBRA, MANOJ, KUMARICHIEF COMPLIANCE OFFICERNA
POMBRA, MANOJ, KUMARICHIEF COMPLIANCE OFFICERNA
POMBRA, MANOJ, KUMARICHIEF COMPLIANCE OFFICERNA
ROGERS, JAMES, RAYICHIEF OPERATING OFFICERNA Control
ROGERS, JAMES, RAYICHIEF OPERATING OFFICERNA Control
WRISBERG, CATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA Control
WRISBERG, CATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA Control
WRISBERG, CATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA Control
WRISBERG, CATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
BROOKS, DAVID, SCOTTIPRESIDENTE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control
FTA HOLDINGS GROUP, LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
BROOKS, DAVID, SCOTTIVICTORIAE, INC.E Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control
VICTORIAE, INC.DEFTA HOLDINGS GROUP, LLCE Control

Registrations

Federal

IA
Dec 5, 2025 REGISTERED

Notice Filings (38)

AL AR AZ CA CO CT DC DE FL GA IA ID IL IN KS KY LA MA MD MI MN MO MS NC NE NJ NV NY OH OK PA SC TN TX VA VT WI WV

Address

12412 POWERSCOURT DRIVE
SUITE 25
ST. LOUIS, MO 63131
United States
Phone: 314-858-1122