PROSPER ADVISORS LLC
CRD #119183 SEC #801-64486 ARMONK, NY 914-730-3500
SEC Registered
Total AUM
$284.3M
Discretionary
$283.5M
Employees
5
Clients
26
Accounts
535
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUND, JEFF, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, NADINE, GORDON | I | MEMBER | E | Control |
| LEE, JASON, GORDON ENG | I | MEMBER | A | |
| LEE, JASON, GORDON ENG | I | MEMBER | A | |
| LEE, JONATHAN, EDWARD | I | MEMBER | A | |
| LEE, JONATHAN, EDWARD | I | MEMBER | A | |
| THE JASON GORDON ENG LEE 2010 TRUST | DE | SHAREHOLDER | A | |
| THE JASON GORDON ENG LEE 2010 TRUST | DE | SHAREHOLDER | A | |
| THE JASON GORDON ENG LEE 2010 TRUST | DE | SHAREHOLDER | A | |
| THE JASON GORDON ENG LEE 2010 TRUST | DE | SHAREHOLDER | A | |
| THE JASON GORDON ENG LEE 2010 TRUST | DE | SHAREHOLDER | A | |
| THE JONATHAN EDWARD LEE 2010 TRUST | DE | SHAREHOLDER | A | |
| THE JONATHAN EDWARD LEE 2010 TRUST | DE | SHAREHOLDER | A | |
| THE JONATHAN EDWARD LEE 2010 TRUST | DE | SHAREHOLDER | A | |
| THE JONATHAN EDWARD LEE 2010 TRUST | DE | SHAREHOLDER | A | |
| THE JONATHAN EDWARD LEE 2010 TRUST | DE | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WUND, JEFF, STEPHEN | I | THE JONATHAN EDWARD LEE 2010 TRUST / THE JASON GORDON ENG LEE 2010 TRUST | E | |
| WUND, JEFF, STEPHEN | I | THE JONATHAN EDWARD LEE 2010 TRUST / THE JASON GORDON ENG LEE 2010 TRUST | E | |
| WUND, JEFF, STEPHEN | I | THE JONATHAN EDWARD LEE 2010 TRUST / THE JASON GORDON ENG LEE 2010 TRUST | E | |
| WUND, JEFF, STEPHEN | I | THE JONATHAN EDWARD LEE 2010 TRUST / THE JASON GORDON ENG LEE 2010 TRUST | E | |
| WUND, JEFF, STEPHEN | I | THE JONATHAN EDWARD LEE 2010 TRUST / THE JASON GORDON ENG LEE 2010 TRUST | E |
Registrations
Federal
IA
Mar 25, 2013 REGISTERED
Notice Filings (4)
CA CT FL NY
Address
20 BEDFORD ROADARMONK, NY 10504
United States
Phone: 914-730-3500