THE APPLETON GROUP, LLC

CRD #119209 SEC #801-62598 APPLETON, WI 920/993-7727

SEC Registered

Total AUM

$194.1M

Discretionary

$194.1M

Employees

Clients

101

Accounts

242

Firm Details

Organization Type: Limited Liability Company
State of Formation: Wisconsin
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 27, 2023
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ANDERSON, KAREN, MARIE	I	CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
HELLER, LARRY, L	I	MINORITY OWNER	NA
OGILVIE, ANDREW, DAVID	I	MINORITY OWNER	NA
OGILVIE, ANDREW, DAVID	I	MINORITY OWNER	NA
OGILVIE, ANDREW, DAVID	I	MINORITY OWNER	NA
OGILVIE, ANDREW, DAVID	I	MINORITY OWNER	NA
OGILVIE, ANDREW, DAVID	I	MINORITY OWNER	NA
OGILVIE, ANDREW, DAVID	I	MINORITY OWNER	NA
OGILVIE, ANDREW, DAVID	I	MINORITY OWNER	NA
OGILVIE, ANDREW, DAVID	I	MINORITY OWNER	NA
OGILVIE, DAVID, ANDREW	I	MINORITY OWNER	NA
OGILVIE, DAVID, ANDREW	I	MINORITY OWNER	NA
OGILVIE, DAVID, ANDREW	I	MINORITY OWNER	NA
OGILVIE, DAVID, ANDREW	I	MINORITY OWNER	NA
OGILVIE, DAVID, ANDREW	I	MINORITY OWNER	NA
OGILVIE, DAVID, ANDREW	I	MINORITY OWNER	NA
OGILVIE, DAVID, ANDREW	I	MINORITY OWNER	NA
OGILVIE, DAVID, ANDREW	I	MINORITY OWNER	NA
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	NA	Control
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
SCHNEIDER, DIANE, O	I	MINORITY OWNER	NA
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
APPLETON ADVISORS LLC	DE	HOLDING COMPANY	E	Control
SCHEFFLER, MARK, CHRISTOPHER	I	MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
SCHEFFLER, MARK, CHRISTOPHER	I	MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
SCHEFFLER, MARK, CHRISTOPHER	I	MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
SCHEFFLER, MARK, CHRISTOPHER	I	MEMBER	E	Control
SCHEFFLER, MARK, CHRISTOPHER	I	MEMBER	E	Control
SCHEFFLER, MARK, CHRISTOPHER	I	MEMBER	E	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	C	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	C	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF EXECUTIVE OFFICER	C	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	B	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	B	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	B	Control
SCHEFFLER, MARK, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	B	Control
HELLER, LARRY, L	I	MEMBER	A
HELLER, LARRY, L	I	MEMBER	A
HELLER, LARRY, L	I	MINORITY OWNER	A
OGILVIE, ANDREW, DAVID	I	MEMBER	A
OGILVIE, ANDREW, DAVID	I	MEMBER	A
OGILVIE, ANDREW, DAVID	I	MEMBER	A
OGILVIE, ANDREW, DAVID	I	MINORITY OWNER	A
OGILVIE, DAVID, ANDREW	I	MEMBER	A
OGILVIE, DAVID, ANDREW	I	MEMBER	A
OGILVIE, DAVID, ANDREW	I	MEMBER	A
OGILVIE, DAVID, ANDREW	I	MINORITY OWNER	A
SCHNEIDER, DIANE, O	I	MEMBER	A
SCHNEIDER, DIANE, O	I	MEMBER	A
SCHNEIDER, DIANE, O	I	MINORITY OWNER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	D	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	C	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	C	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	C	Control
SCHEFFLER, MARK, CHRISTOPHER	I	APPLETON ADVISORS, LLC	C	Control

Registrations

Federal

Mar 27, 2023 REGISTERED

Notice Filings (2)

IL WI

Address

100 W. LAWRENCE ST
SUITE 306
APPLETON, WI 54911
United States

Phone: 920/993-7727