RIA Intelligence

MONY CAPITAL MANAGEMENT, INC.

CRD #119218 SEC #801-61066 NEW YORK, NY 212-708-2700
SEC Registered
Total AUM
$7B
Discretionary
$7B
Employees
--
Clients
--
Accounts
2

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 3, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BYRNE, KEVIN, ROBERTICHAIRMAN, PRESIDENT & DIRECTORNA Control
DADDARIO, RICHARDIDIRECTORNA Control
DADDARIO, RICHARDIDIRECTORNA Control
DZIADZIO, RICHARDIDIRECTORNA Control
GOODWIN, WILLIAM, DAVIDIPRESIDENT, CEO, DIRECTORNA Control
GOODWIN, WILLIAM, DAVIDIPRESIDENT, CEO, DIRECTORNA Control
GOODWIN, WILLIAM, DAVIDIEVP, CHIEF OPERATING OFFICER & DIRECTORNA Control
JOENK, STEVEN, MICHAELIDIRECTORNA Control
LEVINE, KENNETH, MARCICHAIRMAN OF THE BOARD, DIRECTORNA Control
LEVINE, KENNETH, MARCICHAIRMAN OF THE BOARD, DIRECTORNA Control
NORTON, JOHN, CLAYTONICHIEF COMPLIANCE OFFICERNA Control
SCHWARTZ, BART, ROBINIDIRECTORNA Control
SCHWARTZ, BART, ROBINIDIRECTORNA Control
STAPLES, GREGORY, M.ISENIOR MANAGING DIRECTORNA Control
STAPLES, GREGORY, MITCHELLISENIOR MANAGING DIRECTORNA Control
WALTON, SUZANNE, E.ISENIOR MANAGING DIRECTORNA Control
WALTON, SUZANNE, E.ISENIOR MANAGING DIRECTORNA Control
WEIGEL, DAVID, VAUGHANITREASURERNA Control
WIENER, EMILIA, FONSECAISENIOR MANAGING DIRECTORNA Control
WIENER, EMILIA, FONSECAISENIOR MANAGING DIRECTORNA Control
WIGFALL, SIDNEY, GREGORYICHIEF COMPLIANCE OFFICERNA Control
AXA FINANCIAL, INC.DESHAREHOLDERE Control
THE MONY GROUP INC.DEPUBLIC STOCK HOLDING CO.E Control
THE MONY GROUP INC.DEPUBLIC STOCK HOLDING CO.E Control

Registrations

Federal

IA
Apr 3, 2002 REGISTERED

Notice Filings (1)

NY

Address

1740 BROADWAY
NEW YORK, NY 10019
USA
Phone: 212-708-2700