NOLLENBERGER CAPITAL PARTNERS INC.
Legal name: NOLLENBERGER CAPITAL PARTNERS, INC.
CRD #119248 SEC #801-64546 SAN FRANCISCO, CA 415-402-6000
SEC Registered Broker-Dealer
Total AUM
$137.7M
Discretionary
$103.4M
Employees
51
Clients
10
Accounts
360
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARLILE, WILLIAM LLOYD JR | I | MANAGING DIRECTOR INVESTMENT BANKING | NA | |
| FONG, PAMELA IRENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBSON, WILLIAM TENNENT | I | DIRECTOR OF RESEARCH | NA | |
| HESKE, DOUGLAS CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HESKE, DOUGLAS CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HESKE, DOUGLAS CHARLES | I | COO / EXECUTIVE VICE PRESIDENT | NA | Control |
| HESKE, DOUGLAS CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HESKE, DOUGLAS CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HESKE, DOUGLAS CHARLES | I | PRESIDENT AND CEO | NA | Control |
| HESKE, DOUGLAS CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HESKE, DOUGLAS CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HESKE, DOUGLAS CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HESKE, DOUGLAS CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HESKE, DOUGLAS CHARLES | I | COO / EXECUTIVE VICE PRESIDENT | NA | Control |
| HESKE, DOUGLAS CHARLES | I | PRESIDENT & CEO | NA | Control |
| HESKE, DOUGLAS CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, N DAVID | I | DIRECTOR | NA | Control |
| JUAREZ, RICHARD ALDEN | I | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING | NA | |
| KAHAN, ROBERT LAZAR | I | DIRECTOR | NA | Control |
| KELLOGG, HARRY WILLIS JR | I | DIRECTOR | NA | Control |
| MICHAEL, MARK D. | I | CHAIRMAN OF THE BOARD | NA | Control |
| QUIGG, THOMAS M. | I | DIRECTOR | NA | Control |
| RUSNAK, DENISE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUSNAK, DENISE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUSNAK, DENISE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUSNAK, DENISE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUSNAK, DENISE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUSNAK, DENISE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STANLEY, MICHAEL DEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, MICHAEL DEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, MICHAEL DEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, MICHAEL DEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STRELOW, TRACY ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STRELOW, TRACY ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TU, KIM B | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| TU, KIM B | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| TU, KIM B | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| TU, KIM B | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| TU, KIM B | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| TU, KIM B | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| TU, KIM B | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| WILHITE, BRIAN RUSSELL | I | EXECUTIVE VICE PRESIDENT/SROP/CROP | NA | Control |
| WILHITE, BRIAN RUSSELL | I | EXECUTIVE VICE PRESIDENT/SROP/CROP | NA | Control |
| WILHITE, BRIAN RUSSELL | I | EXECUTIVE VICE PRESIDENT/SROP/CROP | NA | Control |
| WILHITE, BRIAN RUSSELL | I | EXECUTIVE VICE PRESIDENT/SROP/CROP | NA | Control |
| WILHITE, BRIAN RUSSELL | I | EXECUTIVE VICE PRESIDENT/SROP/CROP | NA | Control |
| WILHITE, BRIAN RUSSELL | I | EXECUTIVE VICE PRESIDENT/SROP/CROP | NA | Control |
| WILHITE, BRIAN RUSSELL | I | EXECUTIVE VICE PRESIDENT/SROP/CROP | NA | Control |
| NOLLENBERGER, BRUCE WESTON | I | PRESIDENT, DIRECTOR | D | Control |
| NOLLENBERGER, BRUCE WESTON | I | PRESIDENT, DIRECTOR | D | Control |
| NOLLENBERGER, BRUCE WESTON | I | PRESIDENT, DIRECTOR | D | Control |
| NOLLENBERGER, BRUCE WESTON | I | PRESIDENT, DIRECTOR | D | Control |
| NOLLENBERGER, BRUCE WESTON | I | PRESIDENT, DIRECTOR | D | Control |
| NOLLENBERGER, BRUCE WESTON | I | PRESIDENT, DIRECTOR | D | Control |
| NOLLENBERGER, BRUCE WESTON | I | PRESIDENT, DIRECTOR | D | Control |
| NOLLENBERGER, BRUCE WESTON | I | PRESIDENT, DIRECTOR | D | Control |
| NOLLENBERGER, BRUCE WESTON | I | PRESIDENT, DIRECTOR | C | Control |
| NOLLENBERGER, BRUCE WESTON | I | DIRECTOR | B | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (27)
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Address
101 CALIFORNIA STREETSUITE 3100
SAN FRANCISCO, CA 94111
United States
Phone: 415-402-6000