RIA Intelligence

NEW LEAF ASSET MANAGEMENT, LLC

CRD #119277 SEC #801-63860 NEW LONDON, NH 603-526-8850
SEC Registered
Total AUM
$38.4M
Discretionary
$35M
Employees
5
Clients
--
Accounts
182

Firm Details

Organization Type
Limited Liability Company
State of Formation
New Hampshire
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 26, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COLE, FLETCHER, SCOTTIMANAGING MEMBERC Control
COLE, FLETCHER, SCOTTIMANAGING MEMBERC Control
COLE, FLETCHER, SCOTTIMANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
COLE, FLETCHER, SCOTTIMANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
COLE, FLETCHER, SCOTTIMANAGING MEMBERC Control
COLE, FLETCHER, SCOTTIMANAGING MEMBERC Control
COLE, FLETCHER, SCOTTIMANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
COLE, FLETCHER, SCOTTIMANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICERC Control
COLE, FLETCHER, SCOTTIMANAGING DIRECTORC Control
COOK, ROBERTIMEMBERC Control
COOK, ROBERTIMEMBERC Control
COOK, ROBERTIMEMBERC Control
COOK, ROBERTIMEMBERC Control
COOK, ROBERTIDIRECTORC Control
COOK, ROBERT, JIMANAGING MEMBER/VPC Control
COOK, ROBERT, JIMANAGING MEMBER/VPC Control
COOK, ROBERT, JIMANAGING MEMBER/VPC Control
COOK, ROBERT, JIMANAGING MEMBER/VPC Control
FIELD, PETER, DOUGLASIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERC Control
FIELD, PETER, DOUGLASIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERC Control
FIELD, PETER, DOUGLASIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERC Control
FIELD, PETER, DOUGLASIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERC Control
FIELD, PETER, DOUGLASIMEMBERC Control
FIELD, PETER, DOUGLASIMANAGING DIRECTORC Control

Registrations

Federal

IA
Jan 26, 2007 REGISTERED

Notice Filings (1)

NH

Address

176 NEWPORT ROAD
P.O.BOX 1740
NEW LONDON, NH 3257
USA
Phone: 603-526-8850