HAMLIN CAPITAL MANAGEMENT, LLC
CRD #119278 SEC #801-60945 NEW YORK, NY 212.752.8777
SEC Registered Private Funds Disclosures
Total AUM
$8.3B
Discretionary
$8.3B
Employees
22
Clients
--
Accounts
1,911
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | NA | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | NA | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | NA | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | NA | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | NA | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | NA | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | NA | |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOVERRO, ROBERT, ARMSTRONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| ROUX, JEREMI, (NMN) | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREGIANO, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | OWNER | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | OWNER | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | OWNER | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | OWNER | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | OWNER | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | OWNER | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | OWNER | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | OWNER | D | Control |
| STITZER, LUCY, CAROLINE MACMILLAN | I | OWNER | D | Control |
| STITZER, LUCY, M | I | DIRECTOR BOARD OF MANAGERS | D | Control |
| STITZER, LUCY, M | I | DIRECTOR BOARD OF MANAGERS | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | DIRECTOR BOARD OF MANAGERS | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | DIRECTOR BOARD OF MANAGERS | D | Control |
| STITZER, LUCY, M | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, LUCY, M | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | DIRECTOR BOARD OF MANAGERS | D | Control |
| STITZER, LUCY, M | I | DIRECTOR BOARD OF MANAGERS | D | Control |
| STITZER, LUCY, M | I | DIRECTOR BOARD OF MANAGERS | D | Control |
| STITZER, LUCY, M | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, LUCY, M | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, LUCY, M | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, LUCY, M | I | MEMBER OF ADVISORY BOARD | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| STITZER, MARK, (NMN) | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| PAN, VIVIAN | I | PRESIDENT | C | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT STRATEGIST | C | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT STRATEGIST | C | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT STRATEGIST | C | Control |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | B | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | EQUITY PM AND RELATIONSHIP MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | EQUITY PM AND RELATIONSHIP MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | EQUITY PM AND RELATIONSHIP MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | EQUITY PM AND RELATIONSHIP MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | EQUITY PM AND RELATIONSHIP MANAGER | B | |
| GARLAND, CHARLES, STEDMAN | I | CLIENT PORTFOLIO MANAGER | B | |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | CHIEF INVESTMENT OFFICER | B | Control |
| PAN, VIVIAN | I | CHIEF INVESTMENT OFFICER | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | CHIEF INVESTMENT OFFICER | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | PRESIDENT | B | Control |
| PAN, VIVIAN | I | CHIEF INVESTMENT OFFICER | B | Control |
| PAN, VIVIAN | I | CHIEF INVESTMENT OFFICER | B | Control |
| PAN, VIVIAN | I | CHIEF INVESTMENT OFFICER | B | Control |
| PAN, VIVIAN | I | CHIEF INVESTMENT OFFICER | B | Control |
| PAN, VIVIAN | I | CHIEF INVESTMENT OFFICER | B | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT STRATEGIST | B | Control |
| RIEGER, NANCY, OWEN | I | CHIEF FINANCIAL OFFICER | B | Control |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | A | |
| BRIDY, JOSEPH, JOHN | I | FIXED INCOME ANALYST | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY ANALYST | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| DAGNES, CHRISTOPHER, MICHAEL | I | EQUITY PORTFOLIO MANAGER | A | |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| FINEGAN, DEBORAH, ANNE | I | CHIEF OPERATING OFFICER | A | Control |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | A | |
| GARLAND, CHARLES, STEDMAN | I | MANAGING DIRECTOR | A | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | A | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | A | |
| GARLAND, CHARLES, STEDMAN | I | MANAGING DIRECTOR | A | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | A | |
| GARLAND, CHARLES, STEDMAN | I | SENIOR EQUITY PORTFOLIO MANAGER | A | |
| PAN, VIVIAN | I | SENIOR ADVISER | A | Control |
| PAN, VIVIAN | I | SENIOR ADVISER | A | Control |
| PAN, VIVIAN, (NMN) | I | SENIOR ADVISER | A | Control |
| PAN, VIVIAN, (NMN) | I | SENIOR ADVISER | A | Control |
| PAN, VIVIAN, (NMN) | I | SENIOR ADVISER | A | Control |
| PAN, VIVIAN, (NMN) | I | SENIOR ADVISER | A | Control |
Registrations
Federal
IA
Apr 2, 2025 REGISTERED
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Address
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United States
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