RIA Intelligence

ROSENBERG FINANCIAL GROUP, INC.

CRD #119314 SEC #801-64247 WARNER ROBINS, GA 478-922-8100
SEC Registered
Total AUM
$31M
Discretionary
$31M
Employees
5
Clients
0
Accounts
168

Firm Details

Organization Type
Corporation
State of Formation
Georgia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 8, 2020
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, STEPHEN, MARKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Oct 8, 2020 REGISTERED

Notice Filings (4)

FL GA LA SC

Address

2517 MOODY ROAD
SUITE 100
WARNER ROBINS, GA 31088
United States
Phone: 478-922-8100