RIA Intelligence

HOLT & SHAPARD CAPITAL MANAGEMENT, L.L.C.

CRD #119326 SEC #801-60957 ST. LOUIS, MO 314/367-6300
SEC Registered
Total AUM
$20.7M
Discretionary
$20.7M
Employees
1
Clients
0
Accounts
224

Firm Details

Organization Type
Limited Liability Company
State of Formation
Missouri
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 10, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HOLT, WISTAR, WHITEIMANAGING MEMBERD Control
HOLT, WISTAR, WHITEIMANAGING MEMBERD Control
HOLT, WISTAR, WHITEIMANAGING MEMBERD Control
HOLT, WISTAR, WHITEIMANAGING MEMBERD Control
HOLT, WISTAR, WHITEIMANAGING MEMBERD Control
HOLT, WISTAR, WHITEIPORTFOLIO MANAGER/MANAGING MEMBERD Control
HOLT, WISTAR, WHITEIMANAGING MEMBERD Control
HOLT, WISTAR, WHITEIMANAGING MEMBERD Control
HOLT, WISTAR, WHITEIPORTFOLIO MANAGER/MANAGING MEMBERD Control
HOLT, WISTAR, WHITEIPORTFOLIO MANAGER/MANAGING MEMBERD Control
HOLT, WISTAR, WHITEIPORTFOLIO MANAGER/MANAGING MEMBERD Control
HOLT, WISTAR, WHITEIPORTFOLIO MANAGER/MANAGING MEMBERD Control
HOLT, WISTAR, WHITEIPORTFOLIO MANAGER/MANAGING MEMBERD Control
HOLT, WISTAR, WHITEIPORTFOLIO MANAGER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.IMANAGING MEMBER/CCOD Control
SHAPARD, CHARLES, B.IMANAGING MEMBER/CCOD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.IMANAGING MEMBERD Control
SHAPARD, CHARLES, B.IMANAGING MEMBERD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control
SHAPARD, CHARLES, B.ICHIEF COMPLIANCE OFFICER/MANAGING MEMBERD Control

Registrations

Federal

IA
May 10, 2012 REGISTERED

Notice Filings (6)

AL CA GA IL MO TX

Address

212 N. KINGSHIGHWAY BLVD. 1027
ST. LOUIS, MO 63108
United States
Phone: 314/367-6300