FIRST FINANCIAL CAPITAL ADVISORS LLC
CRD #119347 SEC #801-60928 CINCINNATI, OH 513-979-5800
SEC Registered
Total AUM
$2.3B
Discretionary
$2.1B
Employees
--
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROOKS, DAVID, CRAIG | I | PRESIDENT/BOARD MEMBER | NA | Control |
| CASSANI, MICHAEL, JOSEPH | I | SVP - CHIEF ADMINISTRATIVE OFFICER/BOARD MEMBER | NA | Control |
| CASSANI, MICHAEL, JOSEPH | I | SVP - CHIEF ADMINISTRATIVE OFFICER/BOARD MEMBER | NA | Control |
| CASSANI, MICHAEL, JOSEPH | I | SVP - CHIEF ADMINISTRATIVE OFFICER/BOARD MEMBER | NA | Control |
| CASSANI, MICHAEL, JOSEPH | I | SVP - CHIEF ADMINISTRATIVE OFFICER/BOARD MEMBER | NA | Control |
| CASSANI, MICHAEL, JOSEPH | I | SVP - CHIEF ADMINISTRATIVE OFFICER/BOARD MEMBER | NA | Control |
| DIETZ, DENNIS, CHARLES | I | 1ST VICE PRESIDENT/CHIEF INVESTMENT OFFICER/BOARD MEMBER | NA | Control |
| DIETZ, DENNIS, CHARLES | I | 1ST VICE PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| DIETZ, DENNIS, CHARLES | I | 1ST VICE PRESIDENT/CHIEF INVESTMENT OFFICER/BOARD MEMBER | NA | Control |
| DIETZ, DENNIS, CHARLES | I | 1ST VICE PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| DIETZ, DENNIS, CHARLES | I | 1ST VICE PRESIDENT/CHIEF INVESTMENT OFFICER | NA | Control |
| HALL, J, FRANKLIN | I | BOARD MEMBER | NA | Control |
| HALL, J, FRANKLIN | I | PRESIDENT/BOARD MEMBER | NA | Control |
| HALL, J, FRANKLIN | I | PRESIDENT/BOARD MEMBER | NA | Control |
| HALL, J, FRANKLIN | I | PRESIDENT/BOARD MEMBER | NA | Control |
| HALL, J, FRANKLIN | I | PRESIDENT/BOARD MEMBER | NA | Control |
| HALL, J, FRANKLIN | I | PRESIDENT/BOARD MEMBER | NA | Control |
| HALL, J, FRANKLIN | I | PRESIDENT/BOARD MEMBER | NA | Control |
| HALL, JAMES, CLARK | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | Control |
| HALL, JAMES, CLARK | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | Control |
| IMMELT, MARK, WESLEY | I | CHAIRMAN/PRESIDENT CHIEF INVESTMENT OFFICER | NA | Control |
| IMMELT, MARK, WESLEY | I | CHAIRMAN/PRESIDENT CHIEF INVESTMENT OFFICER | NA | Control |
| IMMELT, MARK, WESLEY | I | CHAIRMAN/PRESIDENT CHIEF INVESTMENT OFFICER | NA | Control |
| IMMELT, MARK, WESLEY | I | CHAIRMAN/PRESIDENT CHIEF INVESTMENT OFFICER | NA | Control |
| IMMELT, MARK, WESLEY | I | CHAIRMAN/PRESIDENT CHIEF INVESTMENT OFFICER | NA | Control |
| KUCZYNSKI, JACK | I | MEMBER OF BOARD | NA | |
| MAHER, LONDA, MICHELLE | I | AVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHER, LONDA, MICHELLE | I | AVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHER, LONDA, MICHELLE | I | VP/WEALTH RESOURCE COMPLIANCE OFFICER | NA | Control |
| MAHER, LONDA, MICHELLE | I | VP/WEALTH RESOURCE COMPLIANCE OFFICER | NA | Control |
| MAHER, LONDA, MICHELLE | I | VP/WEALTH RESOURCE COMPLIANCE OFFICER | NA | Control |
| MAHER, LONDA, MICHELLE | I | VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHER, LONDA, MICHELLE | I | VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHER, LONDA, MICHELLE | I | VP/CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHER, LONDA, MICHELLE | I | AVP/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCAULEY, JANIE, PEARL | I | LEGAL OFFICER | NA | Control |
| MCCAULEY, JANIE, PEARL | I | LEGAL OFFICER | NA | Control |
| MCCAULEY, JANIE, PEARL | I | LEGAL OFFICER | NA | Control |
| MONAHAN, TERRENCE, JOHN | I | CHIEF INVESTMENT ADVISOR/BOARD MEMBER | NA | Control |
| MONAHAN, TERRENCE, JOHN | I | CHIEF INVESTMENT ADVISOR/BOARD MEMBER | NA | Control |
| SCOTT, PATTY, KELLEY | I | FIRST VICE PRESIDENT/PRODUCT MANAGER | NA | Control |
| SCOTT, PATTY, KELLEY | I | BOARD MEMBER | NA | Control |
| SCOTT, PATTY, KELLEY | I | FIRST VICE PRESIDENT/PRODUCT MANAGER | NA | Control |
| SCOTT, PATTY, KELLEY | I | BOARD MEMBER | NA | Control |
| SCOTT, PATTY, KELLEY | I | FIRST VICE PRESIDENT/PRODUCT MANAGER | NA | Control |
| SCOTT, PATTY, KELLEY | I | FIRST VICE PRESIDENT/PRODUCT MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, PATTY, KELLEY | I | FIRST VICE PRESIDENT/PRODUCT MANAGER | NA | Control |
| SHEPARD, ALFRED, HOLMES | I | SVP - CHIEF INVESTMENT OFFICER/BOARD MEMBER | NA | Control |
| SHEPARD, ALFRED, HOLMES | I | SVP - CHIEF INVESTMENT OFFICER/BOARD MEMBER | NA | Control |
| SHEPARD, ALFRED, HOLMES | I | SVP - CHIEF INVESTMENT OFFICER/BOARD MEMBER | NA | Control |
| SHEPARD, ALFRED, HOLMES | I | SVP - CHIEF INVESTMENT OFFICER/BOARD MEMBER | NA | Control |
| SHEPARD, ALFRED, HOLMES | I | SVP - CHIEF INVESTMENT OFFICER/BOARD MEMBER | NA | Control |
| TITUS, RICHARD, EMMETT | I | FIRST VICE PRESIDENT | NA | Control |
| TITUS, RICHARD, EMMETT | I | FIRST VICE PRESIDENT | NA | Control |
| TITUS, RICHARD, EMMETT | I | FIRST VICE PRESIDENT | NA | Control |
| TITUS, RICHARD, EMMETT | I | FIRST VICE PRESIDENT | NA | Control |
| TITUS, RICHARD, EMMETT | I | FIRST VICE PRESIDENT | NA | Control |
| TITUS, RICHARD, EMMETT | I | FIRST VICE PRESIDENT | NA | Control |
| TITUS, RICHARD, EMMETT | I | FIRST VICE PRESIDENT | NA | Control |
| WALSH, DENNIS, GEORGE | I | LEGAL OFFICER/BOARD MEMBER | NA | Control |
| WALSH, DENNIS, GEORGE | I | BOARD MEMBER | NA | Control |
| WALSH, DENNIS, GEORGE | I | BOARD MEMBER | NA | Control |
| WALSH, DENNIS, GEORGE | I | LEGAL OFFICER/BOARD MEMBER | NA | Control |
| WONG, GEORGE | I | VICE PRESIDENT | NA | Control |
| WONG, GEORGE | I | VICE PRESIDENT | NA | Control |
| WONG, GEORGE | I | VICE PRESIDENT | NA | Control |
| WONG, GEORGE | I | VICE PRESIDENT | NA | Control |
| WOODARD, KEVIN, SEAN | I | 1ST VP - CHIEF COMPLIANCE OFFICER | NA | Control |
| WOODARD, KEVIN, SEAN | I | 1ST VP - CHIEF COMPLIANCE OFFICER | NA | Control |
| WOODARD, KEVIN, SEAN | I | 1ST VP - CHIEF COMPLIANCE OFFICER | NA | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
| FIRST FINANCIAL BANCORP | DE | OWNER | E | Control |
Registrations
Federal
IA
Jan 31, 2007 REGISTERED
Notice Filings (9)
CA CO FL IN KY NY OH TX WV
Address
4000 SMITH ROADSUITE 400
CINCINNATI, OH 45209
USA
Phone: 513-979-5800