RIA Intelligence

PIERMONT WEALTH MANAGEMENT INC.

CRD #119376 SEC #801-61254 MELVILLE, NY 631-454-1585
SEC Registered
Total AUM
$221.4M
Discretionary
$221.4M
Employees
3
Clients
1
Accounts
411

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 25, 2024
Branch Offices
3

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FRIEDRICH, CARL, AUGUSTICHIEF OPERATIONS OFFICERNA Control
FRIEDRICH, CARL, AUGUSTICHIEF OPERATIONS OFFICERNA Control
FRIEDRICH, CARL, AUGUSTICHIEF OPERATIONS OFFICERNA Control
FRIEDRICH, CARL, AUGUSTICHIEF OPERATIONS OFFICERNA Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENTE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENTE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
CAPELL, PHILIP, JIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 25, 2024 REGISTERED

Notice Filings (7)

CA FL LA NJ NY TX VT

Address

48 S. SERVICE ROAD
SUITE 102
MELVILLE, NY 11747
United States
Phone: 631-454-1585