CROCKER SECURITIES LLC
CRD #119523 SEC #801-68350 WALNUT CREEK, CA 925-941-1541
SEC Registered Broker-Dealer
Total AUM
$76.4M
Discretionary
$0
Employees
--
Clients
--
Accounts
94
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 7, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOUGLAS C. GREEN, LLC | DE | MEMBER | NA | |
| DOUGLAS C. GREEN, LLC | DE | MEMBER | NA | |
| MARTIN, KEVIN BRADLEY | I | MEMBER | NA | Control |
| PINYON CORPORATION | DE | MANAGING MEMBER | E | Control |
| PINYON CORPORATION | DE | MANAGING MEMBER | E | Control |
| MELLO, LISA RENEE | I | FINANCIAL OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | B | Control |
| MELLO, LISA RENEE | I | FINANCIAL OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GREEN, DOUGLAS CHRISTOPHER | I | DOUGLAS C. GREEN, LLC | E | Control |
| GREEN, DOUGLAS CHRISTOPHER | I | DOUGLAS C. GREEN, LLC | E | Control |
| MARTIN, KEVIN BRADLEY | I | PINYON CORPORATION | E | Control |
| MARTIN, KEVIN BRADLEY | I | PINYON CORPORATION | E | Control |
Registrations
Federal
IA
Jan 7, 2008 REGISTERED
Notice Filings (1)
CA
Address
2999 OAK ROADSUITE 1010
WALNUT CREEK, CA 94597
USA
Phone: 925-941-1541