CAMBRIDGE LEGACY ADVISORS, INC.
CRD #119558 SEC #801-64117 DALLAS, TX 972-267-8181
SEC Registered Disclosures
Total AUM
$130M
Discretionary
$130M
Employees
11
Clients
251
Accounts
1,523
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| CARROLL, JAMES, BRADLEY | I | VICE-PRESIDENT, OPERATIONS | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| DEAN, BENJAMIN, HERSCHEL | I | PRESIDENT | NA | Control |
| FINCHER, TOMMY, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINCHER, TOMMY, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINCHER, TOMMY, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINCHER, TOMMY, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINCHER, TOMMY, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINCHER, TOMMY, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOEPP, BRIAN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | PRINCIPAL & RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOEPP, BRIAN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOEPP, BRIAN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOEPP, BRIAN, PAUL | I | PRINCIPAL & RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| KOEPP, BRIAN, PAUL | I | RIA DIRECTOR/PRESIDENT | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHONEY, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALL, STUART, WESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALL, STUART, WESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CAMBRIDGE LEGACY GROUP, INC. | DE | OWNER | E | Control |
| CARROLL, ORAN, BEN | I | CEO | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CEO | E | Control |
| CARROLL, ORAN, BEN | I | CEO | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CEO | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CEO | E | Control |
| CARROLL, ORAN, BEN | I | CEO | E | Control |
| CARROLL, ORAN, BEN | I | CEO | E | Control |
| CARROLL, ORAN, BEN | I | CEO | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARROLL, ORAN, BEN | I | CHIEF EXECUTIVE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| CARROLL, DEANNA, JANE | I | LONGWOOD PARTNERS, LTD. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
| LONGWOOD PARTNERS, LTD. | DE | CAMBRIDGE LEGACY GROUP, INC. | E | Control |
Registrations
Federal
IA
Oct 9, 2012 REGISTERED
Notice Filings (37)
AL AR AZ CA CO CT DC DE FL GA HI IL IN KS KY LA MA MD MN MO MT NC NM NV NY OH OK OR PA SC TN TX UT VA WA WI WV
Address
15660 N. DALLAS PARKWAYSUITE 700
DALLAS, TX 75248
United States
Phone: 972-267-8181