GLOBAL ASSET ALTERNATIVES, LLC
CRD #119594 SEC #801-61002 ATLANTA, GA 404-347-8430
SEC Registered
Total AUM
$237M
Discretionary
$37M
Employees
10
Clients
--
Accounts
29
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARROW, SUSAN, SWINDELL | I | EXECUTIVE OFFICER | NA | Control |
| DESHONG, JAMES, DAVID | I | CFO | NA | |
| DESHONG, JAMES, DAVID | I | CFO | NA | |
| DESHONG, JAMES, DAVID | I | CFO | NA | |
| SULLIVAN, CATHERINE, MARY | I | MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CATHERINE, MARY | I | MANAGING DIRECTOR | NA | Control |
| PEMBERTON, DENNIS, EUGENE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PEMBERTON, DENNIS, EUGENE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PEMBERTON, DENNIS, EUGENE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PEMBERTON, DENNIS, EUGENE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PEMBERTON, DENNIS, EUGENE | I | CHIEF COMPLIANCE OFFICER | C | |
| AFLAC, INC. | DE | MEMBER | B | |
| AFLAC, INC. | DE | MEMBER | B | |
| AFLAC, INC. | DE | MEMBER | B | |
| AFLAC, INC. | DE | MEMBER | B |
Registrations
Federal
IA
Sep 9, 2005 REGISTERED
Notice Filings (2)
GA NC
Address
1230 PEACHTREE STREETSUITE 1150
ATLANTA, GA 30309
USA
Phone: 404-347-8430