COHEN BROS. TOROIAN INVESTMENT MANAGEMENT, INC.
CRD #119596 SEC #801-63267 PHILADELPHIA, PA 215-861-7821
SEC Registered
Total AUM
$38M
Discretionary
$38M
Employees
5
Clients
26
Accounts
30
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 2, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, KENNETH, RICHARD | I | SVP, DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | SVP, DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | SVP, DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | SVP, DIRECTOR OF OPERATIONS | NA | Control |
| COHEN, SUZANNE | I | SHAREHOLDER | E | Control |
| COHEN, SUZANNE | I | SHAREHOLDER | E | Control |
| COHEN, SUZANNE | I | SHAREHOLDER | E | Control |
| COHEN, SUZANNE | I | SHAREHOLDER | E | Control |
| TOROIAN, MARGUERITE, CASSANDRA | I | OWNER | B | Control |
| TOROIAN, MARGUERITE, CASSANDRA | I | OWNER | B | Control |
| TOROIAN, MARGUERITE, CASSANDRA | I | OWNER | B | Control |
| TOROIAN, MARGUERITE, CASSANDRA | I | OWNER | B | Control |
Registrations
Federal
IA
Jun 2, 2005 REGISTERED
Notice Filings (4)
DE NJ NY PA
Address
1818 MARKET ST., 28TH FLOORPHILADELPHIA, PA 19103
USA
Phone: 215-861-7821