TEKLA CAPITAL MANAGEMENT LLC
CRD #119626 SEC #801-61018 BOSTON, MA 617-772-8500
SEC Registered
Total AUM
$3.2B
Discretionary
$3.2B
Employees
19
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2023
- Branch Offices
- 0
- LEI
- 254900YSXGYL9SE8C952
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARR, JANE | I | TRUSTEE | NA | Control |
| ECKERT, KATHLEEN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ECKERT, KATHLEEN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, CAROLYN, P. | I | CHIEF COMPLIANCE OFFICER | NA | |
| PUZO, MICHAEL, J. | I | TRUSTEE | NA | Control |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODWARD, LAURA, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALAN G. CARR IRREVOCABLE FAMILY TRUST | DE | MEMBER | D | Control |
| ALAN G. CARR IRREVOCABLE TRUST | DE | PART OWNER | D | Control |
| ALAN G. CARR IRREVOCABLE TRUST | DE | PART OWNER | D | Control |
| ALAN G. CARR IRREVOCABLE TRUST | DE | PART OWNER | D | Control |
| CARR, ALAN, GEOFFREY | I | MANAGING MEMBER | D | Control |
| OMSTEAD, DANIEL | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL | I | MANAGING MEMBER | D | Control |
| OMSTEAD, DANIEL | I | PRESIDENT & CEO | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, DANIEL, R | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | D | Control |
| OMSTEAD, MARY | I | MEMBER | D | Control |
| OMSTEAD, MARY | I | MEMBER | D | Control |
| OMSTEAD, MARY | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, MARY, N | I | MEMBER | D | Control |
| OMSTEAD, DANIEL | I | PRESIDENT, CEO, CFO, MEMBER AND MANAGER | C | Control |
| OMSTEAD, DANIEL | I | PRESIDENT & CEO | C | Control |
| OMSTEAD, DANIEL | I | PRESIDENT & CEO | C | Control |
| OMSTEAD, MARY | I | MEMBER | C | Control |
| OMSTEAD, MARY | I | PART OWNER | C | Control |
| OMSTEAD, MARY | I | PART OWNER | C | Control |
| OMSTEAD, MARY | I | PART OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARR, JANE | I | ALAN G. CARR IRREVOCABLE FAMILY TRUST | F | Control |
| PUZO, MICHAEL, J. | I | ALAN G. CARR IRREVOCABLE FAMILY TRUST | F | Control |
| ALAN G. CARR IRREVOCABLE FAMILY TRUST | DE | HAMBRECHT & QUIST CAPITAL MANAGEMENT LLC | D | Control |
Registrations
Federal
IA
Mar 29, 2023 REGISTERED
Address
100 FEDERAL STREET19TH FLOOR
BOSTON, MA 02110
United States
Phone: 617-772-8500