D & P INVESTMENT ADVISORS, LTD.
CRD #119631 SEC #801-124798 WAKEFIELD, RI 401-792-0100
SEC Registered
Total AUM
$173.8M
Discretionary
$0
Employees
1
Clients
10
Accounts
633
Firm Details
- Organization Type
- Corporation
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PROVOST, MARK, ROBERT | I | PRESIDENT, SECRETARY, TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
| PROVOST, MARK, ROBERT | I | PRESIDENT, SECRETARY, TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
| PROVOST, MARK, ROBERT | I | PRESIDENT, SECRETARY, TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
| PROVOST, MARK, ROBERT | I | PRESIDENT, SECRETARY, TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
| PROVOST, MARK, ROBERT | I | PRESIDENT, SECRETARY, TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 11, 2025 REGISTERED
Notice Filings (5)
FL MA NH RI TX
Address
10 HIGH STREETSUITE B
WAKEFIELD, RI 02879
United States
Phone: 401-792-0100