TONGE INVESTMENT SERVICES
CRD #119651 SEC #801-61147 WATERVILLE, ME 207-877-7762
SEC Registered
Total AUM
$28M
Discretionary
$28M
Employees
1
Clients
0
Accounts
140
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TONGE, RICHARD, SMITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 12, 2012 REGISTERED
Notice Filings (2)
ME NH
Address
22 COMMON STREETWATERVILLE, ME 04901
United States
Phone: 207-877-7762